Cal. Code Regs. Tit. 10, § 260.300.1 - Exemption for Advertisement of Sales by Secured Party or Fiduciary

Current through Register 2022 Notice Reg. No. 16, April 25, 2022

There is hereby exempted from the provisions of Section25300(a) of the Code as not being comprehended within the purposes of said Section, any advertisement for any security in a nonissuer transaction if the offer of such security is exempted by Subdivision (e) or Subdivision (f) of Section 25104.

Notes

Cal. Code Regs. Tit. 10, § 260.300.1

Note: Authority cited: Section 25610, Corporations Code. Reference: Section 25300, Corporations Code.

1. New section filed 5-14-69; effective thirtieth day thereafter (Register 69, No. 20).
2. Editorial correction of NOTE filed 11-8-82 (Register 82, No. 46).

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