Cal. Code Regs. Tit. 10, § 260.300.2 - Qualified Investment Companies

Current through Register 2022 Notice Reg. No. 16, April 25, 2022

An investment company with a currently effective qualification under Section 25111(c) of the Code is permitted to comply with Section 25300(a) of the Code by filing an advertisement subject to the provisions of that section within 10 calendar days after its initial publication in this state; an investment company qualified under Section25111(d) of the Code is exempted from Section 25300(a) of the Code.

Notes

Cal. Code Regs. Tit. 10, § 260.300.2

Note: Authority cited: Sections 25610 and 25300, Corporations Code. Reference: Section 25300, Corporations Code.

1. New section filed 4-23-86; effective upon filing pursuant to Government Code Section 11346.2(d) (Register 86, No. 17).

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