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  1. LII
  2. State Regulations
  3. California Code of Regulations
  4. Title 10 - Investment
  5. Chapter 3 - Commissioner of Financial Protection and Innovation
  6. Subchapter 11.5

Subchapter 11.5

  • State Regulations
  • Compare
  1. Article 1 - DEFINITIONS (§ 1950.003)
  2. Article 2 - Application for Licensure and Related Forms (§ 1950.122 to 1950.122.15)
  3. Article 3 - SURRENDER OF LICENSE (§ 1950.123)
  4. Article 4 - AUDIT REPORTS (§ 1950.200)
  5. Article 5 - BORROWERS AND ADVERTISING (§ 1950.204 to 1950.204.4)
  6. Article 6 - BONDING (§ 1950.205 to 1950.205.1)
  7. Article 7 - APPLICATION FOR CHANGE OF CONTROL (§ 1950.206 to 1950.209)
  8. Article 8 - EMPLOYEES (§ 1950.301)
  9. Article 9 - BOOKS AND RECORDS (§ 1950.302 to 1950.314.8)
  10. Article 10 - REPORTS TO THE COMMISSIONER (§ 1950.316 to 1950.317)

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.


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State Regulations Toolbox

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