ARTICLE 2 - EXEMPTIONS FROM QUALIFICATION (Sec. 260.100 to Sec. 260.105.40)

  1. Sec. 260.100 - Class Exemption for Persons Issuing Life Income Contracts
  2. Sec. 260.100.1 - Form of Request for Designation
  3. Sec. 260.100.2 - Definition of "Life Income Contract"
  4. Sec. 260.100.3 - Request for Order of Exemption
  5. Sec. 260.101 - Insurance Company Securities. [Repealed]
  6. Sec. 260.101.1 - Definitions of Terms and Implementation of Section 25101 of the Code. [Repealed]
  7. Sec. 260.101.2 - Certified National Securities Exchanges
  8. Sec. 260.101.3 - Notice Under Section 25101 (b) of the Code. [Repealed]
  9. Sec. 260.102 - Negotiating Permit
  10. Sec. 260.102.1 - Non-Public Offering Under Subdivision (a) of Section 25102
  11. Sec. 260.102.2 - Non-Public Offering and Sale
  12. Sec. 260.102.3 - Evidence of Indebtedness
  13. Sec. 260.102.4 - One Class of Stock
  14. Sec. 260.102.5 - Beneficial Ownership of Securities
  15. Sec. 260.102.6 - Transfer Restriction on Stock Issued Under Small Offering Exemption. (Repealed)
  16. Sec. 260.102.7 - Selling Expenses
  17. Sec. 260.102.8 - Notice of Issuance of Securities Pursuant to Small Offering Exemption
  18. Sec. 260.102.9 - Proof of Mailing
  19. Sec. 260.102.10 - Designation of Institutional Investors and Governmental Agencies and Instrumentalities by Class
  20. Sec. 260.102.10.1 - Distribution Under Securities and Exchange Commission Rule 144A
  21. Sec. 260.102.11 - Advances and Loans in Connection with Small Offering Exemption
  22. Sec. 260.102.12 - Limited Offering Exemption Interpretations
  23. Sec. 260.102.13 - Limited Offering Exemption Excluded Purchasers
  24. Sec. 260.102.14 - Limited Offering Exemption Notice of Transaction
  25. Sec. 260.102.15 - Distribution Under Securities and Exchange Commission Rule 144A
  26. Sec. 260.102.16 - Limited Public Offering Exemption Notice of Transaction
  27. Sec. 260.102.17 - Disclosure Statement Requirement for Section 25102(n)/Rule 504 Offerings
  28. Sec. 260.102.18 - Distribution Under Securities and Exchange Commission Rule 144A
  29. Sec. 260.102.19 - Notice of Transaction for Purchase or Option Plans or Agreements
  30. Sec. 260.103 - Exemption from Qualification of Recapitalizations and Reorganizations
  31. Sec. 260.103.1 - Authorization of New Classes of Stock
  32. Sec. 260.103.2 - Stock Split
  33. Sec. 260.103.3 - Voting Shares. [Repealed]
  34. Sec. 260.103.4 - Traded in the Market
  35. Sec. 260.103.5 - Legend or Escrow of Stock Dividend Shares or Split Shares
  36. Sec. 260.103.6 - Limited Exchange Transaction - Notice of Exchange Transaction
  37. Sec. 260.104 - Unsolicited Orders
  38. Sec. 260.104.1 - Designation of Institutional Investors and Governmental Agencies and Instrumentalities by Class
  39. Sec. 260.104.2 - Bona Fide Secured Party
  40. Sec. 260.104.3 - Securities Subject to Legend or Escrow Condition. [Repealed]
  41. Sec. 260.104.4 - Order Withholding Exemption
  42. Sec. 260.105 - Exemption for Offers Prior to Sale
  43. Sec. 260.105.1 - Exemption for Oil and Gas Interests Issued for Drillsite Rights or Transit Rights
  44. Sec. 260.105.2 - Out-of-State Sales and Sales to Broker-Dealers
  45. Sec. 260.105.3 - Effective Date of Requirement of Qualification for Secondary Trading. [Repealed]
  46. Sec. 260.105.4 - Sale of Franchise. [Repealed]
  47. Sec. 260.105.5 - Phantom Stock Plans
  48. Sec. 260.105.6 - Professional Organizations
  49. Sec. 260.105.7 - Inter-Dealer Quotations
  50. Sec. 260.105.8 - Incentive Stock Option Plans
  51. Sec. 260.105.9 - Split or Reverse Split of Beneficial Interests in Voting Trust
  52. Sec. 260.105.10 - Securities of Foreign Issuers. [Repealed]
  53. Sec. 260.105.11 - Securities of Foreign Issuers
  54. Sec. 260.105.12 - Temporary Nonissuer Exemption. [Repealed]
  55. Sec. 260.105.13 - Extended Eligibility for Nonissuer Transaction. [Repealed]
  56. Sec. 260.105.13.1 - Private Resales Under Securities and Exchange Commission Rule 144A
  57. Sec. 260.105.14 - Sales to Public Agencies
  58. Sec. 260.105.15 - Exemption from Qualification of Certain Exchanges
  59. Sec. 260.105.16 - Checks, Drafts, and Money Orders
  60. Sec. 260.105.17 - Exemption for Certain Publicly Traded Common Shares
  61. Sec. 260.105.18 - Commodity Contracts. [Repealed]
  62. Sec. 260.105.19 - Exemption for Certain Commodity Contracts. [Repealed]
  63. Sec. 260.105.20 - Exemption for Certain Nonprofit Organizations
  64. Sec. 260.105.21 - Exemption for Amendments to Limited Partnership Agreements Pursuant to Corporations Code Section 15520.5. [Repealed]
  65. Sec. 260.105.22 - Shares of Foreign Subsidiaries
  66. Sec. 260.105.23 - Exemption for Advances to Corporations
  67. Sec. 260.105.26 - Exemption for Preneed Funeral Trust Arrangements
  68. Sec. 260.105.27 - Temporary Nonissuer Exemption. [Repealed]
  69. Sec. 260.105.28 - Reliance on Eligible Securities List. [Repealed]
  70. Sec. 260.105.29 - Use of Red Herring Offering Circulars in Regulation A Offerings
  71. Sec. 260.105.30 - Real Estate Loans: Multiple Lender Transactions. [Repealed]
  72. Sec. 260.105.31 - Limited Offering Exemption -Transitional Exemption. [Repealed]
  73. Sec. 260.105.33 - Senior to Listed or Designated Securities
  74. Sec. 260.105.34 - Exemption for Rated Debt Securities
  75. Sec. 260.105.35 - Exchange-Traded Options on Stock Indices
  76. Sec. 260.105.36 - Exchange-Traded Options on Foreign Currencies
  77. Sec. 260.105.37 - Exemption for Certain Securities Listed on the Chicago Board Options Exchange. [Repealed]
  78. Sec. 260.105.38 - Guarantees of Governmental Securities
  79. Sec. 260.105.39 - Resales of Units in Unit Investment Trusts
  80. Sec. 260.105.40 - Certain Canadian Tax-Deferred Retirement Savings Accounts and Canadian Residents

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