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  1. LII
  2. State Regulations
  3. Florida Administrative Code
  4. Department 69 - DEPARTMENT OF FINANCIAL SERVICES
  5. Division 69W - Securities

Division 69W - Securities

  • State Regulations
  • Compare
  1. Chapter 69W-7 - CERTIFIED CAPITAL COMPANIES (§ 69W-7.001 to 69W-7.008)
  2. Chapter 69W-100 - SECURITIES (§ 69W-100.005 to 69W-100.010)
  3. Chapter 69W-200 - DEFINITIONS (§ 69W-200.001 to 69W-200.002)
  4. Chapter 69W-300 - APPLICATIONS (§ 69W-300.002 to 69W-300.003)
  5. Chapter 69W-301 - PROCEDURAL RULES FOR PROCESSING (§ 69W-301.001 to 69W-301.003)
  6. Chapter 69W-400 - EXEMPT SECURITIES (§ 69W-400.001 to 69W-400.003)
  7. Chapter 69W-500 - EXEMPT TRANSACTIONS (§ 69W-500.001 to 69W-500.019)
  8. Chapter 69W-600 - REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS (§ 69W-600.001 to 69W-600.020)
  9. Chapter 69W-700 - REGISTRATION OF SECURITIES (§ 69W-700.001 to 69W-700.031)
  10. Chapter 69W-800 - NOTIFICATION REGISTRATION OF SECURITIES (§ 69W-800.001 to 69W-800.004)
  11. Chapter 69W-900 - DISCLOSURE OF BUSINESS ACTIVITIES IN CUBA (§ 69W-900.001)
  12. Chapter 69W-1000 - DISCIPLINARY GUIDELINES (§ 69W-1000.001)

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.


No prior version found.

State Regulations Toolbox

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