Division 69W - Securities
- Chapter 69W-7 - CERTIFIED CAPITAL COMPANIES (§ 69W-7.001 to 69W-7.008)
- Chapter 69W-100 - SECURITIES (§ 69W-100.005 to 69W-100.010)
- Chapter 69W-200 - DEFINITIONS (§ 69W-200.001 to 69W-200.002)
- Chapter 69W-300 - APPLICATIONS (§ 69W-300.002 to 69W-300.003)
- Chapter 69W-301 - PROCEDURAL RULES FOR PROCESSING (§ 69W-301.001 to 69W-301.003)
- Chapter 69W-400 - EXEMPT SECURITIES (§ 69W-400.001 to 69W-400.003)
- Chapter 69W-500 - EXEMPT TRANSACTIONS (§ 69W-500.001 to 69W-500.019)
- Chapter 69W-600 - REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS (§ 69W-600.001 to 69W-600.020)
- Chapter 69W-700 - REGISTRATION OF SECURITIES (§ 69W-700.001 to 69W-700.031)
- Chapter 69W-800 - NOTIFICATION REGISTRATION OF SECURITIES (§ 69W-800.001 to 69W-800.004)
- Chapter 69W-900 - DISCLOSURE OF BUSINESS ACTIVITIES IN CUBA (§ 69W-900.001)
- Chapter 69W-1000 - DISCIPLINARY GUIDELINES (§ 69W-1000.001)
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.