§16-39-221 - Notice filing for transactions under the Securities Act, Regulation D, 17 CFR section 230.506.

§16-39-221 Notice filing for transactions under the Securities Act, Regulation D, 17 CFR section 230.506.

For a federal covered security issued under the Securities Act, Regulation D, 17 CFR section 230.506, a notice filing shall be filed with the commissioner no later than fifteen calendar days after the first sale is made in this State. The notice filing shall consist of:

(1) One copy of the Form D currently updated, and the appendix thereto;

(2) A consent to service of process (Form U-2); and

(3) The filing fee set forth in section 16-39-103.

        [Eff 6/30/08] (Auth: HRS §485A-606) (Imp: HRS §485A-302)

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