Ill. Admin. Code tit. 50, 4530 app C - Independent Review Organizations - Application for Registration

Current through Register Vol. 46, No. 15, April 8, 2022

INDEPENDENT REVIEW ORGANIZATION

Registration Form

[Today's Date]

1. Name of Independent Review Organization ____________________________

DBA ___________________________________________________________

Type of Applicant (check one):

Corporation

Partnership

Limited Liability

Other (Describe) ________________________________________________

FEIN: ______________________

Contact Person: ___________________________________________________

Business Telephone Number: ( )_______________________________________

Fax Number: ( )____________________________________________________

Email Address: ____________________________________________________

2. Business Address:

Street (Do Not Use P.O. Box): _________________________________________

City: _____________________________________________________________

State: _________________________________ Zip: _______________________

Telephone Number: ( )________________________________________________

Website: __________________________________________________________

3. Mailing Address (If Different from Business Address):

Street (Do Not Use P.O. Box): __________________________________________

City: ______________________________________________________________

State: __________________________________ Zip: _______________________

4. Contact Information To Be Used on the Department's Website of Approved Independent Review Organizations:

Contact Person: _____________________________________________________

Business Telephone Number: ( )_________________________________________

Fax Number: ( )______________________________________________________

Street (Do Not Use P.O. Box): ___________________________________________

City: _______________________________________________________________

State: __________________________________ Zip: _______________________

5. Agent for Service of Process in Illinois Department of Insurance:

Street (Do Not Use P.O. Box): ___________________________________________

Name: _____________________________________________________________

City: _______________________________________________________________

State: __________________________________ Zip: ________________________

6. For Each Independent Review Program supply the following information:

a. The name, address, telephone number and hours of operation for the independent review program.

b. The organization and governing structure of the independent review program.

c. The number of reviews in Illinois for which an independent review is conducted by each independent review program for the current year.

d. Number of reviews in Illinois for which an independent review was conducted for the previous calendar year for each independent review program.

e. A copy of your most recent certificate from American Accreditation Healthcare Commission (URAC) Standards for Independent Review Organizations, if applicable.

f. Written policies and procedures for protection of confidential information according to applicable State and federal laws for each independent review program.

g. Biographical information for organization officers and directors. The biographical affidavits shall include, but not be limited to, the following information: identifying information; affiant's identifying and contact information; affiant's educational, residential and employment history; affiant's professional, business and technical licenses and memberships; a complete history of affiant's fidelity bonding; criminal charges and convictions; civil, regulatory, administrative and disciplinary actions in an individual or corporate capacity; a complete history of affiant's bankruptcy, insolvency, liens and foreclosures in an individual or corporate capacity; affiant's consent to release background reports to the Department and consent for third parties to cooperate in the gathering of background information; and affiant's and his or her immediate family's equity holdings in any entity subject to insurance regulation. The Department will accept the biographical affidavit, and any supplement to that affidavit, that is obtained from the website of the NAIC or the Department. Biographical affidavits shall be stamped "confidential" by the independent review organization.

h. A list of all contracted reviewers, the physician's license number of each reviewer and his or her contact information and area of clinical expertise.

i. All information required in 7 below.

7. Minimum Qualifications for Independent Review Organizations:

a. To be approved to conduct external reviews, an independent review organization shall have and maintain written policies and procedures that govern all aspects of both the standard external review process and the expedited external review process set forth in the Act that include, at a minimum:

i. A quality assurance mechanism that ensures that:

A. External reviews are conducted within the specified timeframes and required notices are provided in a timely manner;

B. Selection of qualified and impartial clinical reviewers to conduct external reviews on behalf of the IRO and suitable matching of reviewers to specific cases and that the independent review organization employs or contracts with an adequate number of clinical reviewers to meet this objective;

C. For adverse determinations involving experimental or investigational treatments, in assigning clinical reviewers, the independent review organization selects physicians or other health care professionals who, through clinical experience in the past 3 years, are experts in the treatment of the covered person's condition and knowledgeable about the recommended or requested health care service or treatment;

D. The health carrier, the covered person, and the covered person's authorized representative shall not choose or control the choice of the physicians or other health care professionals to be selected to conduct the external review;

E. Confidentiality of medical and treatment records and clinical review criteria;

F. Any person employed by or under contract with the independent review organization adheres to the requirements of the Act;

ii. A toll-free telephone service and email address operating on a 24 hours/day, 7 days/week basis that accepts, receives, and records information related to external reviews and provides appropriate instructions;

iii. Name, phone number and direct email address of contact persons who will be responsible for handling assignments of external reviews; and

iv. An agreement to maintain and provide to the Director the information set out in Section 65 of the Act.

b. All clinical reviewers assigned by an independent review organization to conduct external reviews shall be physicians or other appropriate health care providers who meet the following minimum qualifications:

i. Be an expert in the treatment of the covered person's medical condition that is the subject of the external review;

ii. Be knowledgeable about the recommended health care service or treatment through recent or current actual clinical experience treating patients with the same or similar medical condition as the covered person;

iii. Hold a non-restricted license in a state of the United States and, for physicians, a current certification by a recognized American medical specialty board in the area or areas appropriate to the subject of the external review; and

iv. Have no history of disciplinary actions or sanctions, including loss of staff privileges or participation restrictions, that have been taken or are pending by any hospital, governmental agency or unit, or regulatory body that raise a substantial question as to the clinical reviewer's physical, mental, or professional competence or moral character.

c. In addition to the requirements set forth in subsection (a), an independent review organization may not own or control, be a subsidiary of, or in any way be owned or controlled by, or exercise control with, a health benefit plan, a national, State, or local trade association of health benefit plans, or a national, State, or local trade association of health care providers.

d. Conflicts of interest are prohibited. In addition to the requirements set forth in 7a, 7b and 7c of this Section, to be approved pursuant to the Act to conduct an external review of a specified case, neither the independent review organization selected to conduct the external review nor any clinical reviewer assigned by the IRO to conduct the external review may have a material professional, familial or financial conflict of interest with any of the following:

i. The health carrier that is the subject of the external review;

ii. The covered person whose treatment is the subject of the external review or the covered person's authorized representative;

iii. Any officer, director or management employee of the health carrier that is the subject of the external review;

iv. The health care provider, the health care provider's medical group or independent practice association recommending the health care service or treatment that is the subject of the external review;

v. The facility at which the recommended health care service or treatment would be provided; or

vi. The developer or manufacturer of the principal drug, device, procedure, or other therapy being recommended for the covered person whose treatment is the subject of the external review.

e. An independent review organization shall be unbiased. An IRO shall establish and maintain written procedures to ensure that it is unbiased in addition to any other procedures required under this Section.

f. Nothing in this Section precludes or shall be interpreted to preclude a health carrier from contracting with approved independent review organizations to conduct external reviews assigned to it from the health carrier.

g. An independent review organization that meets or exceeds the accreditation standards for Independent Review Organizations set forth by the American Accreditation Healthcare Commission (URAC) and otherwise meets the qualifications of this Section shall be presumed to be in compliance with this Section and shall be eligible for approval.

8. Check Enclosed (Please make checks payable to Director of Insurance)

a. Accredited entity fee of $1000 biennially.

b. Unaccredited entity fee of $1500 biennially in the event that the Director determines that there are no acceptable nationally recognized private accrediting entities providing independent review organization accreditation.

9. Affirmation (to be signed by an officer or director of the independent review organization only):

I, ______________________________________________________ do hereby certify that

(Typed name, title)

____________________________________________________________________

(Independent Review Organization)

complies with the Independent Review Organization Standards of the American Accreditation Healthcare Commission (URAC) and has submitted evidence of accreditation by URAC for Independent Review, and that the persons responsible for the conduct of ___________________________________

(Independent Review Organization)

are competent, trustworthy, and possess good reputations, and have appropriate experience, training or education and do hereby affirm that all of the information presented in this application is true and correct.

____________________________ ___________________

(Signature) (Date)

Please mail completed application to:

Illinois Department of Insurance

Utilization Review Unit

320 West Washington Street

Springfield IL 62767-000

1(217) 558-2309

Notes

Ill. Admin. Code tit. 50, 4530 app C
Recodified from APPENDIX D at 41 Ill. Reg. 4990. Amended at 43 Ill. Reg. 11502, effective 9/24/2019

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