Exhibit A - Viatical Settlement Provider Report and Instructions - All States and Territories (Form VSP-001)

Current through Register Vol. 46, No. 15, April 8, 2022

______________________

Viatical Settlement Provider Report

Calendar year

Viatical Settlement Provider's Name

All States and Territories

20____

1

2

3

4

5

6

7

8

States

Are you doing business in this state? (Y/N)

Total number of policies reviewed for consideration

Total number of policies where an offer was made

Total number of policies where an offer was not made

Total number of policies purchased

Aggregate total net death benefit

Aggregate amount paid to viators

Secondary market transactions

pur

sold

Alabama

Alaska

Arizona

Arkansas

California

Colorado

Connecticut

Delaware

Dist. of Columbia

Florida

Georgia

Hawaii

Idaho

Illinois

Indiana

Iowa

Kansas

Kentucky

Louisiana

Maine

Maryland

Massachusetts

Michigan

Minnesota

Mississippi

Missouri

Montana

Nebraska

Nevada

New Hampshire

New Jersey

New Mexico

New York

North Carolina

North Dakota

Ohio

Oklahoma

Oregon

Pennsylvania

Rhode Island

South Carolina

South Dakota

Tennessee

Texas

Utah

Vermont

Virginia

Washington

West Virginia

Wisconsin

Wyoming

American Samoa

Guam

Puerto Rico

U.S Virgin Islands

Canada

TOTALS

-

Name of Preparer: ________________________________

Instructions for Viatical Settlement Provider Report - All States and Territories

-

COLUMN

1

By a "Y" for yes or an "N" for no, indicate if you have or have not done business in the state during the calendar year being reported.

2

For each state or territory in which you have done business during the calendar year being reported, indicate the total number of policies reviewed for consideration.

3

For each state or territory in which you have done business during the calendar year being reported, indicate the total number of policies for which an offer was made.

4

For each state or territory in which you have done business during the calendar year being reported, indicate the total number of policies for which an offer was refused.

5

For each state or territory in which you have done business during the calendar year being reported, indicate the total number of policies purchased.

6

For each state or territory in which you have done business during the calendar year being reported, list the total aggregate net death benefit of the policies viaticated.

7

For each state or territory in which you have done business during the calendar year being reported, list the total aggregate amount paid to viators.

8

For each state or territory in which you have done business during the calendar year being reported, list the total number of policies purchased and/or sold in the secondary market.

Notes

Recodified from 5701.EXHIBIT A at 42 Ill. Reg. 16457 Amended at 39 Ill. Reg. 4975, effective March 23, 2015

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