710 IAC 4-14-13 - Access to persons by division
Authority: IC 23-19-6-5
Affected: IC 23-19
Members of the division staff may interview individuals, included within the scope of IC 23-19, who may be present on the broker-dealer's or investment adviser's premises and who voluntarily consent to be interviewed. If the interview is conducted on the broker-dealer's or investment adviser's premises, division staff shall be given access to a private, enclosed area where the interview can go forward without:
by any kind of device or by persons who are not members of the division staff.
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