Iowa Code agency 189, ch. 17 - INVESTMENT AND DEPOSIT ACTIVITIES FOR CREDIT UNIONS
- Rule 189-17.1 - Authority and purpose
- Rule 189-17.2 - Definitions
- Rule 189-17.3 - Investment policies
- Rule 189-17.4 - Record keeping and documentation requirements
- Rule 189-17.5 - Discretionary control over investments and investment advisers
- Rule 189-17.6 - Credit analysis
- Rule 189-17.7 - Notice of noncompliant investments
- Rule 189-17.8 - Broker-dealers
- Rule 189-17.9 - Safekeeping of investments
- Rule 189-17.10 - Monitoring nonsecurity investments
- Rule 189-17.11 - Valuing securities
- Rule 189-17.12 - Monitoring securities
- Rule 189-17.13 - Permissible investment activities
- Rule 189-17.14 - Permissible investments
- Rule 189-17.15 - Prohibited investment activities
- Rule 189-17.16 - Prohibited investments
- Rule 189-17.17 - Conflicts of interest
- Rule 189-17.18 - Reserved
- Rule 189-17.19 - Investment pilot program
- Rule 189-17.20 - Responsibility placed upon the credit union to show cause
- Rule 189-17.21 - Director, officer, or employee overdraft
Notes
Chapter exempt from chapter rescission pursuant to Iowa Code section 17A.7
These rules are intended to implement Iowa Code section 533.301(5).
[Filed 2/5/88, Notice 11/18/87-published 2/24/88, effective 3/30/88]
[Filed 1/31/03, Notice 12/25/02-published 2/19/03, effective 3/26/03]
[Filed 11/4/04, Notice 9/15/04-published 11/24/04, effective 12/29/04]
[Filed 12/10/08, Notice 11/5/08-published 12/31/08, effective 2/4/09]
[Filed ARC 1678C (Notice ARC 1580C, IAB 8/20/14), IAB 10/15/14, effective 11/19/14]
[Filed ARC 3734C (Notice ARC 3600C, IAB 1/31/18), IAB 4/11/18, effective 5/16/18]
[Filed ARC 6553C (Notice ARC 6443C, IAB 8/10/22), IAB 10/5/22, effective 11/9/22]
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
- Rule 189-17.1 - Authority and purpose
- Rule 189-17.2 - Definitions
- Rule 189-17.3 - Investment policies
- Rule 189-17.4 - Record keeping and documentation requirements
- Rule 189-17.5 - Discretionary control over investments and investment advisers
- Rule 189-17.6 - Credit analysis
- Rule 189-17.7 - Notice of noncompliant investments
- Rule 189-17.8 - Broker-dealers
- Rule 189-17.9 - Safekeeping of investments
- Rule 189-17.10 - Monitoring nonsecurity investments
- Rule 189-17.11 - Valuing securities
- Rule 189-17.12 - Monitoring securities
- Rule 189-17.13 - Permissible investment activities
- Rule 189-17.14 - Permissible investments
- Rule 189-17.15 - Prohibited investment activities
- Rule 189-17.16 - Prohibited investments
- Rule 189-17.17 - Conflicts of interest
- Rule 189-17.18 - Reserved
- Rule 189-17.19 - Investment pilot program
- Rule 189-17.20 - Responsibility placed upon the credit union to show cause
- Rule 189-17.21 - Director, officer, or employee overdraft