Kan. Admin. Regs. § 81-5-7 - Exchange exemption

Current through Register Vol. 41, No. 25, June 23, 2022

A security shall be exempt under K.S.A. 17-12a201(6)(B), and amendments thereto, if the security is listed or authorized for listing on either of the following exchanges or if the security has seniority equal to or greater than the seniority of a security of the same issuer that is listed or authorized for listing on either of the following exchanges:

(a) Tier I of the Chicago stock exchange; or
(b) tier II of the NYSE Arca, inc.

Notes

Kan. Admin. Regs. § 81-5-7
Authorized by K.S.A. 17-12a605(a); implementing K.S.A. 17-12a201(6)(B); effective, T-87-28, Oct. 1, 1986; amended May 1, 1987; amended Oct. 24, 1994; amended May 31, 1996; amended Oct. 26, 2001; amended Jan. 19, 2007; amended Aug. 15, 2008; amended by Kansas Register Volume 34, No. 51; effective 1/4/2016.

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