Kan. Admin. Regs. § 17-17-10 - Internal controls; reporting

Current through Register Vol. 40, No. 39, September 30, 2021

To assure adherence to bank policy and prevent unauthorized trading and other abuses, each bank engaging in financial futures contracts shall establish internal controls including monthly reports to management, segregation of duties, and internal audit programs.

Notes

Kan. Admin. Regs. § 17-17-10
Authorized by K.S.A. 9-1713; implementing K.S.A. 1995 Supp. 9-1101; effective, T-85-20, July 2, 1984; effective May 1, 1985; amended Aug. 9, 1996.

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