AGENCY 81 - OFFICE OF THE SECURITIES COMMISSIONER (81-1-1 to 81-36-2)

  1. ARTICLE 1 - DEFINITIONS OF TERMS (81-1-1)
  2. ARTICLE 2 - FILING, FEES AND FORMS (81-2-1)
  3. ARTICLE 3 - LICENSING; BROKER-DEALERS AND AGENTS (81-3-1 to 81-3-7)
  4. ARTICLE 4 - REGISTRATION OF SECURITIES (81-4-1 to 81-4-4)
  5. ARTICLE 5 - EXEMPTIONS (81-5-1 to 81-5-21)
  6. ARTICLE 6 - PROSPECTUS (81-6-1)
  7. ARTICLE 7 - POLICY RELATING TO REGISTRATION (81-7-1 to 81-7-3)
  8. ARTICLE 8 - EFFECTIVENESS AND POST-EFFECTIVE REQUIREMENTS (81-8-1)
  9. ARTICLE 9 - ANNUAL REPORTS (81-9-1)
  10. ARTICLE 10 - ADVERTISING (81-10-1)
  11. ARTICLE 11 - ADMINISTRATIVE PROCEDURE (81-11-1 to 81-11-12)
  12. ARTICLE 12 - NON-PROFIT CORPORATIONS (81-12-1)
  13. ARTICLE 13 - INSTRUCTION PROGRAMS FOR AGENT LICENSING (81-13-1)
  14. ARTICLE 14 - INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES (81-14-1 to 81-14-11)
  15. ARTICLE 15 to 19 - RESERVED (81-15 through 81-19)
  16. ARTICLE 20 - GENERAL PURPOSE AND APPLICABILITY (81-20-1 to 81-20-2)
  17. ARTICLE 21 - DEFINITION OF TERMS (81-21-1)
  18. ARTICLE 22 - PROCEDURES FOR REGISTRATION (81-22-1 to 81-22-3)
  19. ARTICLE 23 - FEES, MAXIMUM REGISTRATION AND FORMS (81-23-1, 81-23-2 to 81-23-3)
  20. ARTICLE 24 - STANDARDS FOR APPROVAL (81-24-1 to 81-24-3)
  21. ARTICLE 25 - PUBLIC OFFERING STATEMENTS (81-25-1 through 81-25-3 to 81-25-4)
  22. ARTICLE 26 - CONTRACTS, DEEDS AND TITLE (81-26-1 to 81-26-3)
  23. ARTICLE 27 - ADVERTISING (81-27-1 to 81-27-2)
  24. ARTICLE 28 - EFFECTIVENESS AND INSPECTIONS (81-28-1 to 81-28-2)
  25. ARTICLE 29 - REPORTING REQUIREMENTS (81-29-1 to 81-29-2)
  26. ARTICLE 30 - ADMINISTRATIVE PROCEDURE (81-30-1)
  27. ARTICLE 31 to 35 - RESERVED (81-31 through 81-35)
  28. ARTICLE 36 - ECONOMIC DEVELOPMENT BY CITIES; REVENUE BONDS (81-36-1 to 81-36-2)

The following state regulations pages link to this page.