Article 14 - INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES

State Regulations
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§ 81-14-1 - Registration procedures for investment advisers and investment adviser representatives
§ 81-14-2 - Investment advisers, investment adviser representatives, and federal covered investment advisers; registration fees
§ 81-14-3 - Revoked
§ 81-14-4 - Recordkeeping requirements for investment advisers
§ 81-14-5 - Dishonest and unethical practices of investment advisers, investment adviser representatives, and federal covered investment advisers
§ 81-14-6 - Electronic filing for investment advisers and investment adviser representatives
§ 81-14-7 - Notice filing requirements for federal covered investment advisers
§ 81-14-8 - Revoked
§ 81-14-9 - Custody of client funds or securities; safekeeping; financial reporting
§ 81-14-10 - Operational requirements for investment advisers; supervisory procedures; brochure delivery
§ 81-14-11 - Kansas private adviser exemption

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