Article 14 - INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
- § 81-14-1 - Registration procedures for investment advisers and investment adviser representatives
- § 81-14-2 - Investment advisers, investment adviser representatives, and federal covered investment advisers; registration fees
- § 81-14-3 - Revoked
- § 81-14-4 - Recordkeeping requirements for investment advisers
- § 81-14-5 - Dishonest and unethical practices of investment advisers, investment adviser representatives, and federal covered investment advisers
- § 81-14-6 - Electronic filing for investment advisers and investment adviser representatives
- § 81-14-7 - Notice filing requirements for federal covered investment advisers
- § 81-14-8 - Revoked
- § 81-14-9 - Custody of client funds or securities; safekeeping; financial reporting
- § 81-14-10 - Operational requirements for investment advisers; supervisory procedures; brochure delivery
- § 81-14-11 - Kansas private adviser exemption
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.