RELATES TO: KRS 157.320, 157.350, 157.360, 158.030, 158.070,
158.100, 158.240, 159.010, 159.030, 159.035, 159.140, 159.170, 161.200
NECESSITY, FUNCTION, AND CONFORMITY: KRS 156.160 requires the
Kentucky Board of Education to promulgate administrative regulation
establishing standards which school districts shall meet in student, program,
service, and operational performance. KRS 157.320 defines average daily
attendance of pupils for funding purposes under the Support Education
Excellence in Kentucky (SEEK) Program. KRS 157.360 bases SEEK funding upon
average daily attendance. KRS 158.030, 158.100, and 159.010 establish the age
for compulsory school attendance. KRS 158.070 defines the school term. KRS 158.240 and 159.035 define attendance credit for moral instruction and 4-H
activities. KRS 161.200 requires attendance records to be kept by teachers.
This administrative regulation establishes a uniform method of recording pupil
attendance.
Section 1. Daily
Attendance.
(1) Daily attendance of pupils in
elementary schools shall be determined by taking attendance one (1) time each
day prior to the start of instruction and maintaining a pupil entry and exit
log at each school.
(2) Daily
attendance of pupils in middle and high schools shall be determined by taking
attendance by class period and maintaining a pupil entry and exit log at each
school.
(3) The pupil entry and
exit log shall include the date, pupil name, grade or homeroom, time of late
arrival, time of early departure (with the reason for both listed), and other
information required by the local board of education. For elementary pupils who
are signed out, the pupil entry and exit log shall also include a signature of:
(a) A parent;
(b) A legal guardian; or
(c) An adult with proof of identification and
for whom the school has received a written authorization from the parent or
legal guardian.
(4)
Pupils shall be physically present in the school to be counted in attendance
except under the following conditions:
(a) The
pupil is a participant in a co-curricular instructional activity that has been
authorized by the local board of education and is a definite part of the
instructional program of the school;
(b) The pupil is a participant in an activity
as provided in either KRS 158.240 or 159.035;
(c) The pupil is participating in an off-site
virtual high school class or block. A pupil may be counted in attendance for a
virtual high school class or block for the year or semester in which the pupil
initially enrolled in the class or block if the pupil demonstrates proficiency
in accordance with local policies required by
704 KAR 3:305, Section
7;
(d) The pupil's mental or
physical condition prevents or renders inadvisable attendance in a school
setting, and the pupil meets the requirements of KRS 159.030(2). A pupil being
served in the home/hospital program shall receive, at a minimum, the
instruction required pursuant to KRS 157.270;
(e) The pupil has been court ordered to
receive educational services in a setting other than the classroom. A pupil
being served through a court order shall receive at a minimum, the instruction
required pursuant to paragraph (d) of this subsection;
(f) The pupil has an individual education
program (IEP) that requires less than full-time instructional
services;
(g) The pupil is
participating in standards-based, performance-based credit that is awarded in
accordance with
704 KAR 3:305, Section 7 and that falls within one (1) or more
of the categories of standards-based course work outlined in
704 KAR 3:305. A
pupil may be counted in attendance for performance-based credit for a class or
block for the year or semester in which the pupil initially enrolled in the
class or block if the pupil demonstrates proficiency in accordance with local
policies required by
704 KAR 3:305, Section 7;
(h) The pupil participates in a school that
is authorized by the commissioner to design and deliver an educational program
so that all graduation requirements are based on pupil proficiency of standards
and performance, rather than time and Carnegie units, as authorized in
704 KAR 3:305, Section 7; or
(i) For school
year 2021-2022, the pupil is in quarantine due to documented possible exposure
to COVID-19 or isolation due to COVID-19 infection, in accordance with Centers
for Disease Control and Kentucky Department for Public Health guidelines, and
is receiving at least the minimum amount of daily instruction required pursuant
to KRS 158.060.
(5) Even
if a pupil's absence or tardy is due to factors beyond the pupil's control,
including inclement weather or failure of the transportation system to operate,
the pupil shall be counted absent or tardy.
(6) The local board of education shall
determine by local board policy what constitutes an excused and an unexcused
absence.
(7) A pupil shall not be
allowed to make up absences for the purpose of including make-up activities in
the calculation of average daily attendance.
Section 2. Calculation of Attendance. The
guidelines in this section shall be used to calculate pupil attendance for
state funding purposes.
(1) A full day of
attendance shall be recorded for a pupil who is in attendance at least
sixty-five (65) percent of the regularly-scheduled school day for the pupil's
grade level.
(2) A tardy shall be
recorded for a pupil who is absent thirty-five (35) percent or less of the
regularly-scheduled school day for the pupil's grade level.
(3) A half day absence shall be recorded for
a pupil who is absent thirty-six (36) percent to eighty-four (84) percent of
the regularly-scheduled school day for the pupil's grade level.
(4) A full day absence shall be recorded for
a pupil who is absent more than eighty-four (84) percent of the
regularly-scheduled school day for the pupil's grade level.
Section 3. Shortened School Day. A
local board of education may permit an arrangement whereby a pupil has a
shortened school day in accordance with KRS 158.060 or local board of education
policy. The time a pupil is in attendance shall be included in calculating the
district's average daily attendance.
Section
4. Dual Enrollment. A local board of education may permit an
arrangement in which a pupil pursues part of the pupil's education under the
direction and control of one (1) public school and part of the pupil's
education under the direction and control of another public or nonpublic
school. The time a pupil is served by each public school shall be included when
calculating the district's average daily attendance.
Section 5. Private School Placement. If a
local school district, under the provisions of KRS 157.360(7), enrolls a child
with a disability in a private school or agency, the private school or agency
shall certify the attendance of the child to the local school district at the
close of each school month.
Section
6. Age of Pupil.
(1) If a local
school district enrolls in the entry level program a pupil who will not be five
(5) years of age on or before August 1 of the year of enrollment, the total
aggregate days attendance for the pupil shall not be included in calculating
the district's average daily attendance except under the conditions established
in subsection (3) of this section.
(2) If a local school district enrolls in the
second level of the primary program a pupil who will not be six (6) years of
age on or before August 1 of the year of enrollment, the total aggregate days
attendance for the pupil shall not be included in calculating the district's
average daily attendance except under the conditions established in subsection
(3) of this section.
(3)
(a) The local board of education shall have
determined that the pupil is eligible for enrollment in the appropriate level
of the primary program after academic, social, and developmental progress
records from multiple data sources are reviewed by a team and determined to
support accelerated placement. These sources shall include:
1. Anecdotal records;
2. A variety of pupil work samples, including
evidence of pupil self-reflection; and
3. Standardized test results.
(b) The team shall be comprised of
three (3) members who have knowledge of the pupil's developmental skills and
abilities. Team members shall be chosen from these categories:
1. Teachers;
2. Parents;
3. Psychologists;
4. Principals; or
5. District specialists.
(c) At least one (1) team member shall
represent the district office and have an understanding of early childhood
development and knowledge of developmentally-appropriate practices.
(d) If a pupil is recommended by the local
board of education for accelerated placement into the entry or second level of
the primary program, the district shall forward that recommendation to the
department for approval with:
1. A list of
data sources used in making the decision;
2. A list of all individuals who submitted
the data sources;
3. A list of team
members; and
4. The data needed to
create a pupil attendance record.
(4) A local school district shall enroll any
resident pupil, not holding a high school diploma, under the age of twenty-one
(21) years who wishes to enroll. The days attended after the pupil's 21st
birthday shall not be included in the calculation of the district's average
daily attendance.
Section
7. Due Dates for Certain Reports.
(1) The Growth Factor Report for the first
two (2) school months of the school year created pursuant to KRS 157.360(9)
shall be submitted to the department through the statewide student information
system within ten (10) business days following the last day of the second
school month or by November 1 of each year, whichever occurs first.
(2) Pursuant to KRS 157.360(2), the
Superintendents Annual Attendance Report (SAAR) for the school year shall be
submitted to the department through the statewide student information system by
June 30 of each year.
Section
8. Nonresident Pupils.
(1)
(a) A written agreement executed by local
boards of education for enrollment of nonresident pupils as provided by KRS 157.350(4)(a) shall be filed in both the attending district and the resident
district no later than October 1 of the school year prior to the school year to
which it will apply.
(b) The
written agreement shall include the specific terms to which the districts have
agreed.
(c) A list of the names of
all nonresident pupils enrolled in the attending district covered by the
agreement shall be filed in both the attending district and the resident
district not later than November 1 of the school year covered by the
agreement.
(d) A change may be made
to the original nonresident pupil agreement up to the close of the school year
to include the nonresident pupils enrolling after the close of the second
school month. The amendment shall be filed in both the attending district and
the resident district no later than June 30 of each year.
(2) A list of the names of all nonresident
pupils whose parent is an employee of the district as provided by KRS 157.350(4)(c) and who are not covered by the nonresident agreement shall be
filed in both the attending district and the resident district not later than
November 1 of the school year.
(3)
(a) If an agreement cannot be reached for the
enrollment of nonresident pupils as provided in KRS 157.350(4)(a), a local
board of education may file an appeal to the commissioner no later than October
15 of the school year prior to the school year to which an agreement would
apply.
(b) A local board of
education shall file its appeal to the commissioner in person or by mail at the
following address: Commissioner of Education; Nonresident Student Appeal; 300
Sower Boulevard, 5th Floor; Frankfort, Kentucky 40601. A local board of
education filing an appeal to the commissioner shall include written arguments
and documents in support of its position.
(c) Upon receipt of an appeal pursuant to KRS 157.350(4)(a), the commissioner shall notify the local boards of education
involved in the dispute and provide a deadline not to exceed twenty (20)
calendar days for the responding local board of education to file written
arguments and documents supporting its position. The commissioner shall issue a
written decision settling the dispute within thirty (30) calendar days
following the deadline for the responding local board of education to file
written arguments and documents supporting its position.
(4)
(a) A
local board of education may appeal the commissioner's written decision to the
state board of education by filing a notice of appeal and request for hearing
no later than fifteen (15) calendar days following issuance of the
commissioner's written decision.
(b) A notice of appeal and request for
hearing from a local board of education shall include:
1. The name of the school district filing the
notice of appeal and request for hearing;
2. The case number, if any, assigned to the
commissioner's written decision;
3.
The date of the commissioner's written decision;
4. A statement of the issues which form a
basis for the notice of appeal and request for hearing; and
5. The signature of the local board of
education chair or counsel authorized to act on behalf of the local board of
education.
(c) A local
board of education shall file its notice of appeal and request for hearing in
person or by mail at the following address: Kentucky Board of Education;
General Counsel; Nonresident Student Appeal; 300 Sower Boulevard, 5th Floor;
Frankfort, Kentucky 40601.
(5)
(a)
Upon receipt of a notice of appeal and request for hearing, a notice of hearing
pursuant to KRS 13B.050 shall be issued and a hearing officer shall be assigned
pursuant to KRS 13B.030.
(b)
Following issuance of a notice of hearing and assignment of a hearing officer
as set forth in subsection (5)(a) of this section, the hearing officer shall
preside over the matter and schedule an administrative hearing pursuant to KRS
Chapter 13B to conclude no later than sixty (60) calendar days following the
notice of hearing described in subsection (5)(a) of this section.
(c) Following conclusion of administrative
hearings not conducted before a quorum of the state board, the hearing officer
shall issue a recommended order to the state board of education pursuant to KRS 13B.110.
(d) Parties may file
exceptions to the hearing officer's recommended order pursuant to KRS 13B.110.
(e) Following receipt of
the hearing officer's recommended order and any exceptions filed by the
parties, or following conclusion of the administrative hearing if conducted
before a quorum of the state board of education, the state board of education
shall issue a final order pursuant to KRS 13B.120.
Section 9. Weather-related Low
Attendance Days.
(1) The SAAR may:
(a) Substitute the prior year's average daily
attendance for up to ten (10) designated weather-related low attendance days;
and
(b) Shall constitute
certification that the low attendance was due to inclement weather, in
accordance with KRS 157.320(17).
(2) Documentation that the low attendance was
due to inclement weather shall be retained at the central office.
Section 10. Nontraditional
Instruction Program Health and Safety Closings.
(1) The SAAR may:
(a) Substitute the prior year's average daily
attendance for up to ten (10) designated instructional days, in accordance with
KRS 158.070(10); and
(b) Shall
constitute certification that the low attendance was due to health and safety
reasons.
(2)
Documentation that the low attendance was due to health and safety reasons
shall be retained at the central office.
(3) Days granted in this section shall be in
addition to any days granted under Section 9 of this administrative
regulation.
Section 11.
Original Source of Attendance Data.
(1) The
school's records of daily attendance and teacher's monthly attendance reports,
daily and class period absentee lists, pupil entry and exit logs, and the
Home/Hospital Program Form, shall be the original source of attendance data for
all pupils enrolled in the public common schools and shall be verified at the
end of each school month.
(2) The
school's records of daily attendance and teachers' monthly attendance reports
shall be signed by a designated certified person within the elementary or
secondary school who shall be responsible for verifying and certifying the
state attendance documents for accuracy.
(3) The school's records of daily attendance
and tenth month teacher's monthly attendance reports shall be retained at least
twenty (20) years. The daily and class period absentee lists, and pupil entry
and exit logs shall be retained at least two (2) full school years after the
current school year.
Section
12. Enrollment Codes. The following entry, reentry, and withdrawal
codes shall be used to indicate the enrollment status of pupils:
(1) E01 - A pupil enrolled for the first time
during the current year in either a public or nonpublic school in the United
States;
(2) E02 - A pupil
previously enrolled during the current school year in either a public or
nonpublic school in another state who has not previously enrolled in Kentucky
during the current school year;
(3)
E03 - A pupil enrolling for the first time during the current school year in
either a public or nonpublic school, who withdrew as a W07, W24 or W25 for
previous school years;
(4) R01 - A
pupil received from another grade or grade level in the same school year, or
having a change in schedule structure or enrollment service type;
(5) R02 - A pupil received from another
public school in the same public school district;
(6) R06 - A pupil reentering the school after
dropping out, discharge, or expulsion from a school district in Kentucky during
the current school year, who has not entered any other school during the
intervening period;
(7) R20 - A
pupil previously enrolled in a home school in Kentucky during the current
school year;
(8) R21 - A pupil
previously enrolled in any public or nonpublic school (excluding home schools)
in Kentucky during the current school year;
(9) W01 - A pupil transferred to another
grade in the same school or with grade level changes in the same school
mid-year, or with a change in schedule structure or enrollment service type.
The reentry code to use with W01 shall be R01;
(10) W02 - A pupil transferred to another
public school in the same public school district. The reentry code to use with
W02 shall be R02;
(11) W07 - A
pupil withdrawn due to those communicable medical conditions that pose a threat
in school environments listed in
902 KAR 2:020, Section 2(1), accompanied by a
doctor's statement certifying the condition, or any other health-related
condition for which the pupil is too ill to participate in regular school
attendance, local homebound instructional services or hospital setting
instructional services, or if the pupil has obtained a doctor's statement
certifying the condition. The reentry code to use with W07 shall be
R06;
(12) W08 - A pupil withdrawn
due to death;
(13) W12 - A pupil
under the jurisdiction of the court. For purposes of the W12 code, a pupil may
be considered under the jurisdiction of the court on the day the petition is
filed with the court. The reentry code to use with W12 shall be R06. For
accountability purposes, a W12 shall be considered a dropout if the district
cannot substantiate enrollment in the proper educational setting as designated
by the court;
(14) W17 - An entry
level pupil in the primary program, withdrawn during the first two (2) months
enrolled due to immaturity or mutual agreement by the parent, guardian or other
custodian and the school in accordance with
704 KAR 5:060;
(15) W20 - A pupil transferred to a home
school. The reentry code to use with W20 shall be R20;
(16) W21 - A pupil transferred to a nonpublic
school (excluding home school). The reentry code to use with W21 shall be
R21;
(17) W22 - A pupil who has
transferred to another Kentucky public school district and for whom a request
for pupil records has been received or enrollment has been
substantiated;
(18) W23 - A pupil
withdrawn for a second or subsequent time who initially withdrew as a W24 or
W25 during the current school year;
(19) W24 - A pupil who has moved out of this
public school district for whom enrollment elsewhere has not been substantiated
or failed to attend on the first day of school in a district but thereafter
enrolled in the district;
(20) W25
- A pupil who is at least eighteen (18) years of age and has withdrawn from
public school;
(21) W26 - A pupil
who has withdrawn from school after completing a secondary GED program and
receiving a GED certificate;
(22)
W27 - A pupil who has withdrawn from school and subsequently received a
GED;
(23) W28 - A pupil who has
reached the maximum age for education services without receiving a diploma or
an alternative high school diploma;
(24) W29 - A pupil who has moved out of state
or out of the United States;
(25)
W30 - A pupil with an IEP enrolled in Grade 14 who has previously received an
alternative high school diploma, re-enrolled, and withdrew in the middle of the
reporting school year;
(26) C01 - A
pupil who completes the school year in the school of the most current
enrollment;
(27) G01 - A pupil who
graduates in less than four (4) years;
(28) G02 - A pupil who graduates in four (4)
years;
(29) G03 - A pupil who
graduates in five (5) or more years;
(30) G04 - A pupil who graduates in six (6)
or more years; and
(31) NS - A
pupil who completed the prior year with a C01 and was expected to enroll in the
district but did not enroll by October 1 of the current year whose enrollment
elsewhere cannot be substantiated.
Section 13. Suspension.
(1) For a pupil who has been suspended, a
code of S shall be used to indicate the days suspended.
(2) Suspension shall be considered an
unexcused absence.
Section
14. Ethnicity. The ethnicity of each pupil shall be designated as
either Hispanic/Latino or not Hispanic/Latino. The designation shall be
"Hispanic/Latino" if the person is of Mexican, Puerto Rican, Cuban, Central or
South American, or other Spanish culture of origin regardless of race. The term
"Spanish origin" may be used in addition to "Hispanic/Latino".
Section 15. Racial Category Codes. One (1) or
more of the following racial codes shall be used to indicate the racial
category of pupils:
(1) White - A person
having origins in any of the original peoples of Europe, North Africa, or the
Middle East;
(2) Black or African
American - A person having origins in any of the black racial groups of
Africa;
(3) Asian - A person having
origins in any of the original peoples of the Far East, Southeast Asia, or the
Indian subcontinent including, for example, Cambodia, China, India, Japan,
Korea, Malaysia, Pakistan, the Philippine Islands, Thailand, or
Vietnam;
(4) American Indian or
Alaskan Native - A person, having origins in any of the original peoples of
North America and South America (including Central America), who maintains
cultural identification through tribal affiliation or community attachment;
and
(5) Native Hawaiian or other
Pacific Islander - A person having origins in any of the original peoples of
Hawaii, Guam, Samoa, or other Pacific Islands.
Section 16. Withdrawal and Transfer Records.
(1) The request for records and other
information involving the withdrawal and transfer of pupils shall be processed
by the local superintendent or his or her designee pursuant to KRS 159.170, and
shall be maintained in the pupil's permanent file.
Section 17. Incorporation by Reference.
(1) "Home/Hospital Program Form", October
2019, is incorporated by reference.
(2) This material may be inspected, copied,
or obtained, subject to applicable copyright law, at the Department of
Education, 300 Sower Boulevard, 5th Floor, Frankfort, Kentucky 40601, Monday
through Friday, 8 a.m. to 4:30 p.m.