Each licensed slot machine operator, casino operator, slot
machine distributor, table game distributor, and gambling services vendor shall
maintain, in a place secure from theft, loss, or destruction, adequate records
of its business and accounting operations relating to the slot machine
operations and the casino operations regulated by this rule. Each of the above
licensees shall make the records available to the Board, Director, or
Department pursuant to
8 M.R.S.A.
§1041 and §
1042.
Records shall be maintained as follows:
1. The licensees shall hold the records for
not less than 5 years. The records shall include, but not be limited to, all of
the following:
A. All correspondence with, or
reports to, the Board or any local, state or federal regulatory
agency;
B. All correspondence
concerning the acquisition, construction, maintenance, or business of a
proposed or existing slot machine facility or casino;
C. A personnel file on each
employee;
D. All accounting
records, ledgers, subsidiary records, computer generated data and internal
audit records pertaining to slot machine or table game activities.
2. Notwithstanding the
foregoing provisions of subsection 1 of this rule, a slot machine operator or
casino operator will maintain original ticket vouchers for a period of 7 days,
unless otherwise ordered by the Gambling Control Board. Any vouchers ordered
held by the Gambling Control Board will be held for 7 years.
3. Notwithstanding the foregoing provisions
of subsection 1 of this rule, a licensed slot machine operator, casino
operator, slot machine distributor, table game distributor, and gambling
services vendor shall hold copies of all promotional and advertising material,
records, or complimentary distributions for the slot machine facility or casino
for at least one year.
4. The slot
machine facility or casino shall organize and index all required records in a
manner that enables the Board to locate, inspect, review, and analyze the
records with reasonable ease and efficiency. The slot machine facility or
casino may maintain the records in either paper or electronic form.
5. Nothing in this section of this rule shall
be construed to require disclosure of documents subject to the attorney-client
privilege if the licensee or applicant informs the Director of the existence of
the document, a general description of its contents, and the basis for the
privilege.
