Chapter 523 - RULE REGARDING SHORT-FORM SEED CAPITAL REGISTRATIONS

  1. § 032-523-1 - Definitions
  2. § 032-523-2 - Purpose
  3. § 032-523-3 - Authority
  4. § 032-523-4 - Eligibility to Register Securities Pursuant to This Rule
  5. § 032-523-5 - Mechanics of Filing the Registration Statement
  6. § 032-523-6 - Delivery of Offering Document
  7. § 032-523-7 - Impoundment
  8. § 032-523-8 - Reporting
  9. § 032-523-9 - Location of Incorporated Matter
  10. Fund-ME Offering Circular
  11. Subscription Agreement
  12. Fund Impoundment Agreement

SUMMARY: This chapter provides a simplified, short-form registration process for companies that wish to offer and sell their securities to the public in limited increments per investor.

Notes

EFFECTIVE DATE:
January 1, 2015 - filing 2014-287
AMENDED:
7/2/2017- filing 2017- 093

STATUTORY AUTHORITY: 32 M.R.S. §§16304(6-A) , 16305(7) , 16307 and 16605

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.

No prior version found.