Md. Code Regs. 36.07.02.07 - Directors, Officers, and Partners

A. If the applicant is not an individual, the application documents shall include a list of the individuals who are serving, or who are designated to serve, during the first year after the date the application documents are submitted to the Commission, either as a director, officer, partner, or an individual having key management responsibility.

B. For each individual listed under §A of this regulation, the applicant shall provide:

(1) The individual's name and address;

(2) Each position or office of the applicant held by the individual;

(3) The individual's principal occupation during the 5-year period preceding the date on which the application documents are submitted to the Commission; and

(4) The nature and extent of any ownership interest that the individual has in the applicant.

Notes

Md. Code Regs. 36.07.02.07

Regulations .07 adopted as an emergency provision effective 40:20 Md. R. 1650, eff.8/26/2013 ; adopted permanently effective December 12, 2013 40:24 Md. R. 2019, eff.8/26/2013