Md. Code Regs. tit. 02, subtit. 02, ch. 02.02.04 - Exemption from Registration Regulations

  1. § 02.02.04.01 - Requirements for Compliance with Not-for-Profit Exemption
  2. § 02.02.04.02 - Employee Benefit Plans
  3. § 02.02.04.03 - Existing Security Holder Exemption
  4. § 02.02.04.04 - Designated Institutional Investor
  5. § 02.02.04.05 - Recognized Securities Manuals
  6. § 02.02.04.06 - Designated Exchange Exemption
  7. § 02.02.04.07 - Designated Clearing Agency Exemption
  8. § 02.02.04.08 - Bank Securities
  9. § 02.02.04.09 - Maryland Limited Offering Exemption (MLOE): Scope and Definitions
  10. § 02.02.04.10 - MLOE: Generally Applicable Conditions
  11. § 02.02.04.11 - MLOE: Local Issuer Exemption
  12. § 02.02.04.12 - MLOE: General Transactional Exemption
  13. § 02.02.04.13 - MLOE: Insignificant Deviations
  14. § 02.02.04.14 - Exemption from the Maryland Securities Act, Corporations and Associations Article, Section11-601(16), Annotated Code of Maryland, for Certain Securities
  15. § 02.02.04.15 - Coordination with SEC Rule 505 or 506
  16. § 02.02.04.16 - Vacant
  17. § 02.02.04.17 - Exemption from the Maryland Securities Act, Corporations and Associations Article, Section11-602(17), Annotated Code of Maryland, for Certain Transactions

Notes

Md. Code Regs. tit. 02, subtit. 02, ch. 02.02.04
Effective date: April 1, 1983 (10:6 Md. R. 551)
Regulations .01_.05 adopted effective April 15, 1991 (18:7 Md. R. 770)
Regulation .06 repealed and new Regulations .06 and .07 adopted effective November 11, 1991 (18:22 Md. R. 2393)
Regulations .10 and .11 adopted as an emergency provision effective October 1, 1992 (19:17 Md. R. 1602); adopted permanently effective November 23, 1992 (19:23 Md. R. 2039)
Regulation .12 adopted effective June 3, 1985 (12:11 Md. R. 1046)
Regulation .12 amended and recodified to Regulation .06 effective April 15, 1991 (18:7 Md. R. 770)
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Chapter revised effective September 1, 1995 (22:17 Md. R. 1314)

Authority: Corporations and Associations Article, §§ 11-203, 11-405, 11-501, 11-506, 11-601(3), 11-601(12), and 11-602, Annotated Code of Maryland

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