205 CMR 115.02 - Phase 1 and New Qualifier Procedures
(1) When a completed RFA-1 application, Multi-jurisdictional Personal History Disclosure Form, Massachusetts Supplemental Form, or Business Entity Disclosure Form - Category 1 and Category 2 Entity Applicants and Holding/Intermediary Companies is filed, the application shall be referred by the Commission to the bureau for a determination of completeness and investigation.
(2) Determination of Administrative Completeness. After receiving the application containing the information required by 205 CMR 111.02: Business Entity Disclosure Form - Category 1 and Category 2 Entity Applicants and Holding/Intermediary Companies or 205 CMR 111.03: Multi-jurisdictional Personal History Disclosure Form and 205 CMR 111.04: Massachusetts Supplemental Form, the bureau will either determine that the application is sufficiently complete for purposes of initiating substantive review or request additional information from the applicant.
(3) Notice. After the bureau has determined that an application is administratively complete, in accordance with 205 CMR 115.02(2), it shall notify the applicant or new qualifier of such determination.
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