205 CMR 115.02 - Phase 1 and New Qualifier Procedures
(1)
When a completed RFA-1 application, Multi-jurisdictional Personal
History Disclosure Form, Massachusetts Supplemental Form, or
Business Entity Disclosure Form - Category 1 and Category 2 Entity
Applicants and Holding/Intermediary Companies is filed, the
application shall be referred by the Commission to the bureau for a
determination of completeness and investigation.
(2)
Determination of
Administrative Completeness. After receiving the application
containing the information required by
205
CMR 111.02: Business Entity
Disclosure Form - Category 1 and Category 2 Entity Applicants and
Holding/Intermediary Companies or
205 CMR
111.03: Multi-jurisdictional Personal
History Disclosure Form and
205 CMR
111.04: Massachusetts Supplemental
Form, the bureau will either determine that the application is
sufficiently complete for purposes of initiating substantive review or request
additional information from the applicant.
(3)
Notice. After
the bureau has determined that an application is administratively complete, in
accordance with 205 CMR 115.02(2), it shall notify the applicant or new
qualifier of such determination.
Notes
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