205 CMR, § 116.04 - Notification of Anticipated or Actual Changes in Directors, Officers or Equivalent Qualifiers
(1) Each Category 1
and Category 2 applicant or licensee shall notify the commission, in writing,
as soon as it becomes aware, of the proposed appointment, appointment, proposed
nomination, nomination, election, intended resignation, resignation,
incapacitation or death of any qualifier.
(2) Upon receipt of a notice under 205 CMR
116.04(1), the commission shall refer the matter to the bureau for appropriate
handling including, but not limited to, a notice to the new qualifier requiring
the filing of an appropriate application and the subsequent investigation of
that application.
Notes
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