205 CMR, § 134.07 - Forms
(1)
(a)
Key Gaming Employee and Gaming Employee License Application
Forms. Every individual applying for a key gaming employee license
or a gaming employee license shall be obligated to complete and submit an
application to the Division of Licensing. Said application forms shall be
created by the Bureau, subject to the approval of the commission. The Division
of Licensing may make non-material changes to the form. The license application
forms for key gaming employees and gaming employees shall require, at a
minimum, the following information:
1. the
name of applicant;
2. the address
of applicant;
3. a detailed
employment history of the applicant, as prescribed by the Bureau;
4. the fingerprints of the
applicant;
5. the criminal and
arrest record of the applicant; and
6. any civil judgments obtained against the
applicant pertaining to antitrust or security regulation.
(b) The Bureau may require the applicant to
provide additional information, as set forth in the application forms,
including, but not limited to:
1. information
related to the financial integrity of the applicant;
2. bank accounts and records of the
applicant;
3. bank references for
the applicant;
4. business and
personal income and disbursement schedules of the applicant;
5. tax returns and other reports filed by
government agencies regarding the applicant; and
6. business and personal accounting check
records and ledgers of the applicant.
(2)
Gaming Service Employee
Registration Form. Every individual seeking to register as a
Gaming Service Employee shall be obligated to complete and submit a
registration form to the Division of Licensing. The registration form shall be
created by the Bureau and shall request the disclosure of the information
deemed necessary by the Bureau. Any changes to the gaming service employee
registration form must be approved by the Director of the Bureau.
(3)
Gaming Vendor License
Application Form.
(a) Every
person applying for a gaming vendor license shall be obligated to complete and
submit a business entity disclosure form to the Division of Licensing. Said
forms shall be created by the Bureau, subject to the approval of the
commission. The Division of Licensing may make non-material changes to the
form. The license application forms for gaming vendors shall require, at a
minimum, the following information:
1. The
name of applicant;
2. The post
office address and, if a corporation, the name of the state under the laws of
which it was incorporated, the location of its principal place of business and
the names and addresses of its directors and stockholders;
3. The applicant's criminal and arrest
record;
4. Any civil judgments
obtained against the applicant pertaining to antitrust or security
regulation;
5. The identity of
every person having a direct or indirect interest in the business and the
nature of such interest; provided, however, that if the disclosed entity is a
trust, the application shall disclose the names and addresses of all
beneficiaries; provided further, that if the disclosed entity is a partnership,
the application shall disclose the names and addresses of all partners, both
general and limited; and provided further, that if the disclosed entity is a
limited liability company, the application shall disclose the names and
addresses of all members
6. An
independent audit report of all financial activities and interests including,
but not limited to, the disclosure of all contributions, donations, loans or
any other financial transactions to or from a gaming entity or operator in the
past five years
7. Clear and
convincing evidence of financial stability including, but not limited to, bank
references, business and personal income and disbursement schedules, tax
returns and other reports filed by governmental agencies and business and
personal accounting check records and ledgers.
(b) Every person designated as a qualifier
for a gaming vendor under
205 CMR 134.04(4)
shall be obligated to complete and submit a
disclosure form to the Division of Licensing. Said forms for gaming vendor
qualifiers shall be created by the Bureau, subject to the approval of the
commission. The Division of Licensing may make non-material changes to the
form.
(4)
Non-gaming Vendor Registration Form. Every person
seeking to register as a non-gaming vendor shall be obligated to complete and
submit a registration form to the Division of Licensing. The registration form
shall be created by the Bureau and shall request the disclosure of any
information deemed necessary by the Bureau, subject to the approval of the
commission. The Division of Licensing may make non-material changes to the
form.
(5)
Labor
Organization Registration Statement. Each labor organization,
union or affiliate seeking to represent employees who are employed at a gaming
establishment shall register with the commission on a form to be created by the
Bureau and submitted to the Division of Licensing. Such form shall contain, at
a minimum, information to identify the officers, agents and/or principals of
the organization and information to establish whether the organization and/or
any of its officers, agents or principals hold any financial interest in a
gaming establishment whose employees are represented by the
organization.
(6)
Subcontractor Information Form. A Subcontractor
Information Form shall be created by the Bureau requesting any information as
deemed necessary by the Bureau and submitted to the Division of
Licensing.
Notes
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