15 CSR 30-52.010 - General Provisions
PURPOSE: This rule prescribes general policies, and the meaning of terms under the Act and under Chapter 52 of the regulations.
(1) Securities
may be registered by coordination or qualification.
(2) The reference to a registration statement
being on file for twenty (20) days with the commissioner under section
409.3-303(c),
RSMo shall mean twenty (20) business days. The term "business days" would
exclude weekends and holidays.
(3)
For purposes of these rules contained in Chapter 52, an issuer in the
promotional or development stage shall have the same meaning as the term
"promotional or development stage company" that is defined in the North
American Securities Administrators Association, Inc. (NASAA) Statement of
Policy Regarding Corporate Securities Definitions.
Notes
*Original authority: 409.3-303, RSMo 2003; 409.3-304, RSMo 2003; 409.6-605, RSMo 2003.
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