PURPOSE: This rule prescribes policies and
procedures applicable to filings for the exemption of government issued or
guaranteed securities.
(1) Any security (including a revenue
obligation), for the purposes of section
409.2-201(1) of
the Missouri Securities Act of 2003, shall be construed to include loan or
lease arrangement guarantees, as well as revenue obligations to which they
relate.
Notes
15 CSR 30-54.020
AUTHORITY:
sections 409.2-201(1) and
409.6-605, RSMo Supp. 2003.* Original rule
filed July 21, 1972, effective Aug. 1, 1972. Amended: Filed March 21, 1974,
effective April 1, 1974. Amended: Filed Nov. 15, 1974, effective Nov. 25, 1974.
Amended: Filed Dec. 19, 1975, effective Dec. 31, 1975. Amended: Filed Dec. 22,
1987, effective Aug. 11, 1988. Emergency amendment filed Aug. 19, 2003,
effective Sept. 12, 2003, expired March 9, 2004. Amended: Filed Aug. 26, 2003,
effective Feb. 29, 2004.
AUTHORITY: sections
409.2-201(1) and
409.6-605, RSMo Supp. 2003.* Original rule
filed July 21, 1972, effective Aug. 1, 1972. Amended: Filed March 21, 1974,
effective April 1, 1974. Amended: Filed Nov. 15, 1974, effective Nov. 25, 1974.
Amended: Filed Dec. 19, 1975, effective Dec. 31, 1975. Amended: Filed Dec. 22,
1987, effective Aug. 11, 1988. Emergency amendment filed Aug. 19, 2003,
effective Sept. 12, 2003, expired March 9, 2004. Amended: Filed Aug. 26, 2003,
effective Feb. 29, 2004.
