PURPOSE: This rule prescribes policies
applicable to the exemption on approved stock exchanges of securities listed or
approved for listing upon notice of issuance.
(1) Stock exchanges specified by or approved
under section
409.2-201(6) of
the Missouri Securities Act of 2003 are as follows:
(A) The Chicago Stock Exchange;
(B) The Chicago Board Options
Exchange;
(C) Tier I or II of the
Pacific Stock Exchange; and
(D)
Tier I of the Philadelphia Stock Exchange, Inc.
Notes
15 CSR 30-54.060
AUTHORITY:
sections 409.2-201(6) and
409.6-605, RSMo Supp. 2005.* Original rule
filed June 25, 1968, effective Aug. 1, 1968. Amended: Filed May 21, 1969,
effective Aug. 1, 1969. Amended: Filed July 21, 1972, effective Aug. 1, 1972.
Amended: Filed March 21, 1974, effective April 1, 1974. Amended: Filed Nov. 15,
1974, effective Nov. 25, 1974. Amended: Filed Sept. 25, 1991, effective Feb. 6,
1992. Amended: Filed Dec. 1, 1994, effective June 30, 1995. Amended: Filed Feb.
18, 2003, effective Aug. 30, 2003. Emergency amendment filed Aug. 26, 2003,
effective Sept. 12, 2003, expired March 9, 2004. Amended: Filed Aug. 26, 2003,
effective Feb. 29, 2004. Amended: Filed July 26, 2006, effective Jan. 30,
2007.
AUTHORITY: sections
409.2-201(6) and
409.6-605, RSMo Supp. 2005.* Original rule
filed June 25, 1968, effective Aug. 1, 1968. Amended: Filed May 21, 1969,
effective Aug. 1, 1969. Amended: Filed July 21, 1972, effective Aug. 1, 1972.
Amended: Filed March 21, 1974, effective April 1, 1974. Amended: Filed Nov. 15,
1974, effective Nov. 25, 1974. Amended: Filed Sept. 25, 1991, effective Feb. 6,
1992. Amended: Filed Dec. 1, 1994, effective June 30, 1995. Amended: Filed Feb.
18, 2003, effective Aug. 30, 2003. Emergency amendment filed Aug. 26, 2003,
effective Sept. 12, 2003, expired March 9, 2004. Amended: Filed Aug. 26, 2003,
effective Feb. 29, 2004. Amended: Filed July 26, 2006, effective Jan. 30, 2007.
