Chapter 52 - Registration of Securities

  1. § 15 CSR 30-52.010 - General Provisions
  2. § 15 CSR 30-52.015 - Applications for Registration
  3. § 15 CSR 30-52.020 - Prospectus
  4. § 15 CSR 30-52.025 - Financial Statements
  5. § 15 CSR 30-52.030 - NASAA Statements of Policy
  6. § 15 CSR 30-52.040 - Selling Expenses and Selling Security Holders
  7. § 15 CSR 30-52.050 - Offering Price
  8. § 15 CSR 30-52.060 - Options and Warrants
  9. § 15 CSR 30-52.070 - Promotional Shares
  10. § 15 CSR 30-52.080 - Promoters' Investment
  11. § 15 CSR 30-52.090 - Escrow
  12. § 15 CSR 30-52.100 - Impoundment of Proceeds
  13. § 15 CSR 30-52.110 - Voting Rights
  14. § 15 CSR 30-52.120 - Debt Securities
  15. § 15 CSR 30-52.130 - Loans and Other Material-Affiliated Transactions
  16. § 15 CSR 30-52.140 - Periodic Payment Plans
  17. § 15 CSR 30-52.150 - Real Estate Investment Trusts or Other Unincorporated Real Estate Trusts
  18. § 15 CSR 30-52.160 - Redeemable Securities Issued by Open-End Management Companies
  19. § 15 CSR 30-52.170 - Certificates of Interest or Participation in Oil or Mining Titles or Leases or in Payments Out of Production Thereunder
  20. § 15 CSR 30-52.180 - Limited Partnerships
  21. § 15 CSR 30-52.190 - Foreign Real Estate Securities
  22. § 15 CSR 30-52.200 - Offer of Refund Prior to Registration
  23. § 15 CSR 30-52.210 - Securities Issued by Closed-End Investment Companies
  24. § 15 CSR 30-52.220 - Cattle Feeding and Similar Programs
  25. § 15 CSR 30-52.230 - Sample Form of Security Escrow Agreement
  26. § 15 CSR 30-52.240 - Sample Form of Promoters' Stock Escrow Agreements
  27. § 15 CSR 30-52.250 - Impoundment of Proceeds
  28. § 15 CSR 30-52.260 - Suggested Form of Offer of Refund (Rescission)
  29. § 15 CSR 30-52.270 - Suggested Form of Offer of Refund (Rescission)(B)
  30. § 15 CSR 30-52.271 - Missouri Issuer Registration
  31. § 15 CSR 30-52.272 - Suggested Form for Escrow Agreement for Issuer Registration
  32. § 15 CSR 30-52.273 - Suggested Form of Refund for Missouri Issuer Registration
  33. § 15 CSR 30-52.275 - Small Company Offering Registrations (formerly Missouri Issuer Registration)
  34. § 15 CSR 30-52.280 - Withdrawal of a Registration Statement
  35. § 15 CSR 30-52.290 - Effectiveness
  36. § 15 CSR 30-52.300 - Post-Effective Amendments and Notices to a Registration Statement
  37. § 15 CSR 30-52.310 - Report of Completion of a Registration Statement
  38. § 15 CSR 30-52.320 - Annual Report for the Renewal of a Registration Statement
  39. § 15 CSR 30-52.330 - Records to be Preserved by Issuers
  40. § 15 CSR 30-52.340 - Mortgage Revenue Bonds
  41. § 15 CSR 30-52.350 - Seasoned Issuer Registration by Filing

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.


No prior version found.