Chapter 54 - Exemptions and Federal Covered Securities

  1. § 15 CSR 30-54.010 - General
  2. § 15 CSR 30-54.015 - Notice Filings for Investment Companies
  3. § 15 CSR 30-54.020 - Government Issued or Guaranteed Securities
  4. § 15 CSR 30-54.030 - Bank, Savings Institution or Trust Company Securities
  5. § 15 CSR 30-54.040 - Federal Savings and Loan Association or State Building and Loan or Similar Association Securities
  6. § 15 CSR 30-54.050 - Railroad, Other Common Carrier, Public Utility and Holding Company Securities
  7. § 15 CSR 30-54.060 - Stock Exchange Listed Securities
  8. § 15 CSR 30-54.070 - Not-for-Profit Securities
  9. § 15 CSR 30-54.080 - Commercial Paper Securities
  10. § 15 CSR 30-54.090 - Employees' Benefit Plan Securities
  11. § 15 CSR 30-54.100 - Manual Exemption
  12. § 15 CSR 30-54.110 - Unsolicited Order to Buy Exemption
  13. § 15 CSR 30-54.120 - Mortgage-Note Exemption
  14. § 15 CSR 30-54.125 - Institutional Buyer Exemption
  15. § 15 CSR 30-54.130 - Limited Offering Exemption
  16. § 15 CSR 30-54.140 - Fifteen Transactions in Twelve Months Exemption
  17. § 15 CSR 30-54.150 - Suggested Form of Investment Letter
  18. § 15 CSR 30-54.160 - Offers to Existing Security Holders Exemption
  19. § 15 CSR 30-54.170 - Preeffective Offer Exemption
  20. § 15 CSR 30-54.175 - Solicitation of Interest
  21. § 15 CSR 30-54.180 - Securities and Exchange Commission Registration Nonissuer Exemption
  22. § 15 CSR 30-54.183 - Exemption for Reporting Company Securities
  23. § 15 CSR 30-54.190 - New Generation Processing Entity Exemption
  24. § 15 CSR 30-54.195 - Missouri Agricultural Cooperatives
  25. § 15 CSR 30-54.200 - Transactional Exemption for Oil, Gas or Mining
  26. § 15 CSR 30-54.205 - Notice Filing Requirement for Regulation A-Tier 2 Offering
  27. § 15 CSR 30-54.210 - Notice Filings for Transactions under Regulation D, Rule 506.
  28. § 15 CSR 30-54.215 - Missouri Accredited Investor Exemption
  29. § 15 CSR 30-54.220 - Transaction Exemption for Securities Listed on Certain Quotation Systems
  30. § 15 CSR 30-54.230 - Exemption for Certain Unit Investment Trust Units
  31. § 15 CSR 30-54.240 - Missouri Issuer Exemption
  32. § 15 CSR 30-54.250 - Missouri Qualified Fund Exemption
  33. § 15 CSR 30-54.260 - Foreign Issuer Exemption
  34. § 15 CSR 30-54.280 - Tax Credit Exemption
  35. § 15 CSR 30-54.290 - Canadian-United States Cross-Border Trading Exemption

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.


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