210 Neb. Admin. Code, ch. 9, § 006 - Information to be furnished to shareholders

006.01 No solicitation subject to this regulation shall be made unless each person solicited is concurrently furnished or has previously been furnished with a written proxy statement containing the information specified in Schedule A.

006.02 If the solicitation is made on behalf of the management of the insurer and relates to an annual meeting of shareholders at which directors are to be elected, each proxy statement furnished pursuant to subsection 006.01 hereof shall be accompanied or preceded by an annual report (in preliminary or final form) to such shareholders containing such financial statements for the last fiscal year as are referred to in Schedule SIS under the heading "Financial Reporting to Shareholders. "Subject to die foregoing requirements with respect to financial statements, the annual report to shareholders may be in any form deemed suitable by the management.

006.03 Two copies of each report sent to the shareholders pursuant to this section shall be mailed to the Director, not later than the date on which such report is first sent or given to shareholders or the date on which preliminary copies of solicitation material are filed with the Director pursuant to subsection 008.01 of section 008, whichever date is later.

Notes

210 Neb. Admin. Code, ch. 9, § 006