48 Neb. Admin. Code, ch. 40, § 005 - ADDITIONAL SERVICES

The portal operator may offer services to the issuer that the portal operator deems appropriate or necessary to meet the criteria for this exemption-Such activities may include, but are not limited to, the following:

005.01 Assistance with the development of a business plan:
005.02 Ministerial assistance in completion of crowdfunding exemption filings under these Rules:
005.03 Referral to legal services:
005.04 Referral to business consulting and accounting services to assist with compiling and reporting financial information required by 48 NAC 39:
005.05 Other technical assistance in preparation for a crowdfunding offering by the issuer: and
005.06 Submission of exemption materials to the Director.

Notes

48 Neb. Admin. Code, ch. 40, § 005
Adopted effective 5/11/2016.

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