48 Neb. Admin. Code, ch. 8, § 010 - DISHONEST OR UNETHICAL BUSINESS PRACTICES
010.01 The conduct set forth in 48 NAC 12.005 shall constitute "an act, practice or course of business which operates, or would operate, as a fraud or deceit upon another person," for purposes of Section 8-1102(2)(b) of the Act and "dishonest or unethical business practices" for purposes of Section 8-1102(2)(d) of the Act by a federal covered adviser.
010.02 The delineation of certain acts and practices is not intended to be all inclusive. Acts or practices not enumerated therein may also be deemed fraudulent and dishonest.
Notes
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