Nev. Admin. Code § 90.335 - Filing of balance sheet

The balance sheet filed pursuant to NAC 90.330 by an applicant for licensing as a broker-dealer:

1. Must be prepared in accordance with generally accepted accounting principles;

2. Must be accompanied by a report of audit containing the unqualified opinion of an independent certified public accountant;

3. In the case of an applicant who is not acting as a broker-dealer in another state, must be prepared as of a date not earlier than 60 days before the date of filing; and

4. In the case of an applicant who is acting as a broker-dealer in another state, must consist of:

(a) The most recent audited financial statement relating to the applicant; and

(b) An interim unaudited financial statement, prepared as of a date not earlier than 60 days before the date of filing.

Notes

Nev. Admin. Code § 90.335

Added to NAC by Sec'y of State, eff. 4-22-88; A 10-16-89

NRS 90.350, 90.750