N.J. Admin. Code § 11:2-9.8 - Transferable options, puts, calls, spreads and straddles

(a) The acquisition or disposition of any transferable option, put, call, spread or straddle shall be deemed such a change in the beneficial ownership of the security to which such privilege relates as to require the filing of a statement reflecting the acquisition or disposition of such privilege.
(b) Nothing in this section however, shall exempt any person from filing the statements required upon the exercise of such option, put, call, spread or straddle.


N.J. Admin. Code § 11:2-9.8
Amended by R.1996 d.3, effective 1/2/1996.
See: 27 New Jersey Register 3278(b), 28 New Jersey Register 152(b).

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