N.J. Admin. Code Tit. 3, ch. 12 - REGISTRAR AND TRANSFER AGENTS

  1. Subchapter 1 - GENERAL PROVISIONS (§ 3:12-1.1 to 3:12-1.3)
  2. Subchapter 2 - REQUIRED REPORTING AND FILINGS WITH THE DEPARTMENT OF BANKING (§ 3:12-2.1 to 3:12-2.5)
  3. Subchapter 3 - CAPITAL REQUIREMENTS (§ 3:12-3.1 to 3:12-3.4)
  4. Subchapter 4 - REQUIRED INSURANCE (§ 3:12-4.1 to 3:12-4.3)
  5. Subchapter 5 - PREMISES AND RECORDS (§ 3:12-5.1 to 3:12-5.7)

Notes

N.J. Admin. Code Tit. 3, ch. 12
CHAPTER SOURCE AND EFFECTIVE DATE:
Effective: 1/18/2022.
See: 54 N.J.R. 353(b).
CHAPTER HISTORICAL NOTE:
Chapter 12, Registrar and Transfer Agents, was adopted as R.1974 d.314, effective 1/1/1975. See: 6 N.J.R. 295(c), 6 N.J.R. 464(a).
Pursuant to Executive Order No. 66(1978), Chapter 12, Registrar and Transfer Agents, expired on 6/15/1997.
Chapter 12, Registrar and Transfer Agents, was adopted as R.1997 d.300, effective 7/21/1997. See: 29 N.J.R. 1583(a), 29 N.J.R. 3241(a).
Chapter 12, Registrar and Transfer Agents, was readopted as R.2003, d.6, effective 12/3/2002. See: 34 N.J.R. 2551(a), 35 N.J.R. 219(a).
Chapter 12, Registrar and Transfer Agents, was readopted as R.2008 d.98, effective 3/25/2008. See: 40 N.J.R. 5(a), 40 N.J.R. 2109(a).
In accordance with N.J.S.A. 52:14B-5.1b, Chapter 12, Registrar and Transfer Agents, was scheduled to expire on 3/25/2015. See: 43 N.J.R. 1203(a).
Chapter 12, Registrar and Transfer Agents, was readopted, effective 2/23/2015. See: 47 N.J.R. 709(b).
Chapter 12, Registrar and Transfer Agents, was readopted, effective 1/18/2022. See: Source and Effective Date.

CHAPTER AUTHORITY:

N.J.S.A. 17:1-8.1, 17:1-15.e, 17:1C-33 et seq., and 17:16G-213.

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