Chapter 12 - REGISTRAR AND TRANSFER AGENTS

  1. Subchapter 1 - GENERAL PROVISIONS (§ 3:12-1.1 to 3:12-1.3)
  2. Subchapter 2 - REQUIRED REPORTING AND FILINGS WITH THE DEPARTMENT OF BANKING (§ 3:12-2.1 to 3:12-2.5)
  3. Subchapter 3 - CAPITAL REQUIREMENTS (§ 3:12-3.1 to 3:12-3.4)
  4. Subchapter 4 - REQUIRED INSURANCE (§ 3:12-4.1 to 3:12-4.3)
  5. Subchapter 5 - PREMISES AND RECORDS (§ 3:12-5.1 to 3:12-5.7)

Notes

CHAPTER SOURCE AND EFFECTIVE DATE:
Effective: January 18, 2022.
See: 54 N.J.R. 353(b).
CHAPTER HISTORICAL NOTE:
Chapter 12, Registrar and Transfer Agents, was adopted as R.1974 d.314, effective January 1, 1975. See: 6 N.J.R. 295(c), 6 N.J.R. 464(a).
Pursuant to Executive Order No. 66(1978), Chapter 12, Registrar and Transfer Agents, expired on June 15, 1997.
Chapter 12, Registrar and Transfer Agents, was adopted as R.1997 d.300, effective July 21, 1997. See: 29 N.J.R. 1583(a), 29 N.J.R. 3241(a).
Chapter 12, Registrar and Transfer Agents, was readopted as R.2003, d.6, effective December 3, 2002. See: 34 N.J.R. 2551(a), 35 N.J.R. 219(a).
Chapter 12, Registrar and Transfer Agents, was readopted as R.2008 d.98, effective March 25, 2008. See: 40 N.J.R. 5(a), 40 N.J.R. 2109(a).
In accordance with N.J.S.A. 52:14B-5.1b, Chapter 12, Registrar and Transfer Agents, was scheduled to expire on March 25, 2015. See: 43 N.J.R. 1203(a).
Chapter 12, Registrar and Transfer Agents, was readopted, effective February 23, 2015. See: 47 N.J.R. 709(b).
Chapter 12, Registrar and Transfer Agents, was readopted, effective January 18, 2022. See: Source and Effective Date.

CHAPTER AUTHORITY:

N.J.S.A. 17:1-8.1, 17:1-15.e, 17:1C-33 et seq., and 17:16G-213.

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