N.Y. Comp. Codes R. & Regs. Tit. 22 § 1200.3.6 - Trial publicity
(a) A lawyer who is participating in or
has participated in a criminal or civil matter shall not make an extrajudicial
statement that the lawyer knows or reasonably should know will be disseminated
by means of public communication and will have a substantial likelihood of
materially prejudicing an adjudicative proceeding in the matter.
(b) A statement ordinarily is
likely to prejudice materially an adjudicative proceeding when it refers to a
civil matter triable to a jury, a criminal matter or any other proceeding that
could result in incarceration, and the statement relates to:
(1) the character,
credibility, reputation or criminal record of a party, suspect in a criminal
investigation or witness, or the identity of a witness or the expected
testimony of a party or witness;
(2) in a criminal matter that could
result in incarceration, the possibility of a plea of guilty to the offense or
the existence or contents of any confession, admission or statement given by a
defendant or suspect, or that person's refusal or failure to make a
statement;
(3) the
performance or results of any examination or test, or the refusal or failure of
a person to submit to an examination or test, or the identity or nature of
physical evidence expected to be presented;
(4) any opinion as to the guilt or
innocence of a defendant or suspect in a criminal matter that could result in
incarceration;
(5)
information the lawyer knows or reasonably should know is likely to be
inadmissible as evidence in a trial and would, if disclosed, create a
substantial risk of prejudicing an impartial trial; or
(6) the fact that a defendant
has been charged with a crime, unless there is included therein a statement
explaining that the charge is merely an accusation and that the defendant is
presumed innocent until and unless proven guilty.
(c) Provided that the
statement complies with paragraph (a), a lawyer may state the following without
elaboration:
(1) the claim,
offense or defense and, except when prohibited by law, the identity of the
persons involved;
(2) information contained in a public
record;
(3) that an
investigation of a matter is in progress;
(4) the scheduling or result of any
step in litigation;
(5) a request for assistance in
obtaining evidence and information necessary thereto;
(6) a warning of danger
concerning the behavior of a person involved, when there is reason to believe
that there exists the likelihood of substantial harm to an individual or to the
public interest; and
(7) in a criminal matter:
(i) the identity, age,
residence, occupation and family status of the accused;
(ii) if the accused has not
been apprehended, information necessary to aid in apprehension of that
person;
(iii) the
identity of investigating and arresting officers or agencies and the length of
the investigation; and
(iv) the fact, time and place of
arrest, resistance, pursuit and use of weapons, and a description of physical
evidence seized, other than as contained only in a confession, admission or
statement.
(d) Notwithstanding paragraph (a), a
lawyer may make a statement that a reasonable lawyer would believe is required
to protect a client from the substantial prejudicial effect of recent publicity
not initiated by the lawyer or the lawyer's client. A statement made pursuant
to this paragraph shall be limited to such information as is necessary to
mitigate the recent adverse publicity.
(e) No lawyer associated in a firm or
government agency with a lawyer subject to paragraph (a) shall make a statement
prohibited by paragraph (a).
Notes
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