N.Y. Comp. Codes R. & Regs. Tit. 23 § 2.1 - Applicability
(a) This Part
applies to The New York State Department of Financial Services ("Department")
adjudicatory proceedings, as defined in State Administrative Procedure Act
section 102.3, commenced on or after the
effective date of this Part or an applicable amendment thereto, except it shall
not apply to:
(1) a rulemaking proceeding;
(2) an employee disciplinary
action or other personnel action pursuant to Civil Service Law article 5;
(3) a public hearing for the
purpose of acquiring information or evaluating an application or a transaction;
or
(4) proceedings pursuant to
Insurance Law section 4308, which shall be governed by the provisions of such
section.
(b)
Adjudicatory proceedings before the Department shall be conducted as provided
by the Financial Services Law and the regulations promulgated there under and
shall be in accordance and consistent with the procedures that apply under the
State Administrative Procedure Act.
Notes
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