Appendices

State Regulations
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Appendix 3
Appendix 4
Appendix 5
Appendix 6
Appendix 7
Appendix 10A - DEPARTMENT OF FINANCIAL SERVICES OF THE STATE OF NEW YORK
Appendix 10B - DEPARTMENT OF FINANCIAL SERVICES OF THE STATE OF NEW YORK
Appendix 10C - DEPARTMENT OF FINANCIAL SERVICES OF THE STATE OF NEW YORK IMPORTANT NOTICE REGARDING REPLACEMENT OR CHANGE OF LIFE INSURANCE POLICIES OR ANNUITY CONTRACTS
Appendix 11 - DEPARTMENT OF FINANCIAL SERVICES OF THE STATE OF NEW YORK DEFINITION OF REPLACEMENT
Appendix 12A
Appendix 12B
Appendix 13
Appendix 14
Appendix 15
Appendix 16
Appendix 17-C - [Effective until 12/25/2022]
Appendix 17-C - [Effective 12/25/2022], version 2
Appendix 17-D
Appendix 18-A
Appendix 18-B
Appendix 18-C
Appendix 20
Appendix 21
Appendix 22
Appendix 23
Appendix 24
Appendix 25
Appendix 25A
Appendix 25B
Appendix 25C
Appendix 25D - Authority of the Superintendent
Appendix 25E - Authority of the Superintendent
Appendix 26
Appendix 27
Appendix 28

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.