N.Y. Comp. Codes R. & Regs. tit. 3, ch. I, pt. 114 - Supervision And Regulation Of Article Xii Investment Company Holding Companies And Their Subsidiaries For Purposes Of The European Union Financial Conglomerates Directive
- § 114.1 - Purpose and scope
- § 114.2 - Definitions
- § 114.3 - Examination, supervision, regulation, and enforcement authority of the superintendent over investment company holding companies and their subsidiaries for purposes of the european union financial conglomerates directive
- § 114.4 - Supervision agreements with financial conglomerates
- § 114.5 - Limitations
Notes
Statutory authority: Banking Law, §14, art. XII
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.