Ohio Admin. Code 1301:6-3-13 - Withdrawal of application or notice filing

Current through all regulations passed and filed through December 3, 2021

(A) If an application to register securities pursuant to section 1707.09, 1707.091, or 1707.39 of the Revised Code has been on file with the division for more than one year without becoming registered, the division may withdraw the application without prejudice and refund the qualification fee.
(B) If a notice filing submitted to the division pursuant to section 1707.092 of the Revised Code has been on file with the division for more than one year without becoming effective, the division may withdraw the notice filing and refund the filing fee.

Notes

Ohio Admin. Code 1301:6-3-13
Five Year Review (FYR) Dates: 5/6/2021 and 05/06/2026
Promulgated Under: 119.03
Statutory Authority: 1707.20
Rule Amplifies: 1707.13
Prior Effective Dates: 10/26/1984, 01/28/2000
Five Year Review (FYR) Dates: 06/08/2015 and 06/08/2020
Promulgated Under: 119.03
Statutory Authority: 1707.20
Rule Amplifies: 1707.13
Prior Effective Dates: 10/26/84, 1/28/00

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