Ohio Admin. Code 1301:6-3-13 - Withdrawal of application or notice filing
Current through all regulations passed and filed through December 3, 2021
Notes
Promulgated Under: 119.03
Statutory Authority: 1707.20
Rule Amplifies: 1707.13
Prior Effective Dates: 10/26/1984, 01/28/2000
Promulgated Under: 119.03
Statutory Authority: 1707.20
Rule Amplifies: 1707.13
Prior Effective Dates: 10/26/84, 1/28/00
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ยง 1301:6-3-13. Withdrawal of application or notice filing
(A) If an application to register securities pursuant to section 1707.09, 1707.091, or 1707.39 of the Revised Code has been on file with the division for more than one year without becoming registered, the division may withdraw the application without prejudice and refund the qualification fee.
(B) If a notice filing submitted to the division pursuant to section 1707.092 of the Revised Code has been on file with the division for more than one year without becoming effective, the division may withdraw the notice filing and refund the filing fee.
(Five Year Review (FYR) Dates: 06/08/2015 and 06/08/2020 Promulgated Under: 119.03 Statutory Authority: 1707.20 Rule Amplifies: 1707.13 Prior Effective Dates: 10/26/84, 1/28/00)