Chapter 10 - Oklahoma Securities Act [Revoked]
- Subchapter 1 - General Provisions [Revoked] (§ 660:10-1-1 to 660:10-1-5)
- Subchapter 3 - Investment Certificate Issuers [Revoked] (Part 1 to 5)
- Subchapter 5 - Broker-Dealers and Agents [Revoked] (Part 1 to 7)
- Subchapter 7 - Investment Advisers and Investment Adviser Representatives [Revoked] (Part 1 to 9)
- Subchapter 9 - Registration of Securities [Revoked] (Part 1 to 7)
- Subchapter 11 - Exemptions From Securities Registration [Revoked] (Part 1 to 5)
- Subchapter 13 - Sales Literature [Revoked] (§ 660:10-13-1 to 660:10-13-4)
- Subchapter 15 - Miscellaneous Provisions [Revoked] (§ 660:10-15-1)
- Subchapter 17 - Investment Companies [Revoked] (§ 660:10-17-1 to 660:10-17-3)
Current through Vol. 39, No. 14, April 01, 2022
Notes
The following state regulations pages link to this page.
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
- Subchapter 1 - General Provisions [Revoked] (Section 660:10-1-1 to Section 660:10-1-5)
- Subchapter 3 - Investment Certificate Issuers [Revoked] (Part 1 to Part 5)
- Subchapter 5 - Broker-Dealers and Agents [Revoked] (Part 1 to Part 7)
- Subchapter 7 - Investment Advisers and Investment Adviser Representatives [Revoked] (Part 1 to Part 9)
- Subchapter 9 - Registration of Securities [Revoked] (Part 1 to Part 7)
- Subchapter 11 - Exemptions From Securities Registration [Revoked] (Part 1 to Part 5)
- Subchapter 13 - Sales Literature [Revoked] (Section 660:10-13-1 to Section 660:10-13-4)
- Subchapter 15 - Miscellaneous Provisions [Revoked] (Section 660:10-15-1)
- Subchapter 17 - Investment Companies [Revoked] (Section 660:10-17-1 to Section 660:10-17-3)