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  1. LII
  2. State Regulations
  3. Oklahoma Administrative Code
  4. Title 660 - Department Of Securities
  5. Okla. Admin. Code tit. 660, ch. 10 - Oklahoma Securities Act [Revoked]

Okla. Admin. Code tit. 660, ch. 10 - Oklahoma Securities Act [Revoked]

  • State Regulations
  • Compare
  1. Subchapter 1 - General Provisions [Revoked] (§ 660:10-1-1 to 660:10-1-5)
  2. Subchapter 3 - Investment Certificate Issuers [Revoked] (Part 1 to 5)
  3. Subchapter 5 - Broker-Dealers and Agents [Revoked], version 2 (Part 1 to 7)
  4. Subchapter 7 - Investment Advisers and Investment Adviser Representatives [Revoked], version 2 (Part 1 to 9)
  5. Subchapter 9 - Registration of Securities [Revoked] (Part 1 to 7)
  6. Subchapter 11 - Exemptions From Securities Registration [Revoked], version 2 (Part 1 to 5)
  7. Subchapter 13 - Sales Literature [Revoked] (§ 660:10-13-1 to 660:10-13-4)
  8. Subchapter 15 - Miscellaneous Provisions [Revoked] (§ 660:10-15-1)
  9. Subchapter 17 - Investment Companies [Revoked] (§ 660:10-17-1 to 660:10-17-3)

Notes

Okla. Admin. Code tit. 660, ch. 10
Codified 12-31-91
Authority: 71 O.S., §§ 410

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.


No prior version found.

State Regulations Toolbox



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