Chapter 11 - Oklahoma Uniform Securities Act of 2004
- Subchapter 1 - General Provisions (§ 660:11-1-1 to 660:11-1-6)
- Subchapter 3 - Investment Certificate Issuers (Part 1 to 5)
- Subchapter 5 - Broker-Dealers and Agents (Part 1 to 7)
- Subchapter 7 - Investment Advisers and Investment Adviser Representatives (Part 1 to 9)
- Subchapter 9 - Registration of Securities (Part 1 to 7)
- Subchapter 11 - Exemptions From Securities Registration (Part 1 to 7)
- Subchapter 13 - Sales Literature (§ 660:11-13-1 to 660:11-13-4)
- Subchapter 15 - Miscellaneous Provisions (§ 660:11-15-1 to 660:11-15-2)
Current through Vol. 39, No. 14, April 01, 2022
Notes
The following state regulations pages link to this page.
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
- Subchapter 1 - General Provisions (Section 660:11-1-1 to Section 660:11-1-6)
- Subchapter 3 - Investment Certificate Issuers (Part 1 to Part 5)
- Subchapter 5 - Broker-Dealers and Agents (Part 1 to Part 7)
- Subchapter 7 - Investment Advisers and Investment Adviser Representatives (Part 1 to Part 9)
- Subchapter 9 - Registration of Securities (Part 1 to Part 7)
- Subchapter 11 - Exemptions From Securities Registration (Part 1 to Part 7)
- Subchapter 13 - Sales Literature (Section 660:11-13-1 to Section 660:11-13-4)
- Subchapter 15 - Miscellaneous Provisions (Section 660:11-15-1 and Section 660:11-15-2)