Part 3 - LICENSING PROCEDURES
- § 660:11-7-11 - Initial registration
- § 660:11-7-12 - Renewal
- § 660:11-7-13 - Examination requirements for investment adviser representatives
- § 660:11-7-14 - Investment adviser representative termination
- § 660:11-7-15 - Piecemeal filings
- § 660:11-7-16 - Solicitor exemption
- § 660:11-7-17 - Registration exemption for investment advisers to qualifying private funds
- § 660:11-7-18 - Oil and gas professional exclusion
- § 660:11-7-19 - Registration relief for military service members and their spouses
- § 660:11-7-20 - Supplemental disclosures
- § 660:11-7-21 - Errors and omissions coverage
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.