441-035-0240 - Waivers
Issuers may seek a waiver from the following requirements by submitting a request in writing demonstrating why a waiver should be granted and an analysis of why a waiver will not weaken the investor protection components of these rules. Issuers may seek waivers from the requirements of:
(1) The provisions under OAR 441-035-0080(6) (concerning number of employees);
(2) The provisions under OAR 441-035-0090(8) (meeting with a business technical service provider);
(3) Types of securities allowed under OAR 441-035-0090(9).(FSR 12-2017, adopt filed 12/28/2017, effective 1/1/2018)
Statutory/Other Authority: ORS 59.035 & 17 CFR § 230.147A
Statutes/Other Implemented: ORS 59.035
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