441-035-0240 - Waivers

441-035-0240. Waivers

Issuers may seek a waiver from the following requirements by submitting a request in writing demonstrating why a waiver should be granted and an analysis of why a waiver will not weaken the investor protection components of these rules. Issuers may seek waivers from the requirements of:

(1) The provisions under OAR 441-035-0080(6) (concerning number of employees);

(2) The provisions under OAR 441-035-0090(8) (meeting with a business technical service provider);

(3) Types of securities allowed under OAR 441-035-0090(9).

(FSR 12-2017, adopt filed 12/28/2017, effective 1/1/2018)

Statutory/Other Authority: ORS 59.035 & 17 CFR ยง 230.147A

Statutes/Other Implemented: ORS 59.035

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