Or. Admin. R. 410-141-5290 - CCO HOLDING COMPANY REGULATION: Members of Holding Company Systems; Registration Requirements
Current through Register Vol. 60, No. 12, December 1, 2021
(1)
Every CCO that is a member of a CCO holding company system shall register with
the Authority as provided in this section.
(2) A CCO that is subject to registration
under this section shall register not later than 15 days after the date the CCO
becomes subject to registration, and annually thereafter on or before April 30
for the previous calendar year, unless the Authority for good cause shown
extends the time for registration, and then within such extended
time.
(3) The Authority may require
or allow two or more affiliated CCOs subject to registration to file a
consolidated registration statement.
(4) The registration requirements of OAR
410-141-5290 to OAR 410-141-5380 do not apply to any CCO, information or
transaction the Authority exempts by rule or order.
Notes
Statutory/Other Authority: ORS 413.042, 414.615, 414.625, 414.635 & 414.651
Statutes/Other Implemented: ORS 414.610 - 414.685
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