Or. Admin. R. 410-141-5315 - CCO HOLDING COMPANY REGULATION: Disclaimer of Affiliation

Current through Register Vol. 60, No. 12, December 1, 2021

(1) Any person, CCO or member of a CCO holding company system may file with the Authority a disclaimer of affiliation with any authorized CCO. The disclaimer must fully disclose all material relationships and bases for affiliation between the person, CCO or member and the CCO to which the disclaimer of affiliation applies, as well as the basis for disclaiming the affiliation.
(2) After the person, CCO or member files a disclaimer, the person, CCO or member and the CCO to which the disclaimer applies are relieved of any duty to register or report under OAR 410-141-5290 to OAR 410-141-5380 that may arise out of the CCO's relationship with the person, CCO or member of the CCO holding company system that filed the disclaimer unless the Authority disallows the disclaimer.
(3) A disclaimer that the person, CCO or member of the CCO holding company system files under this section is effective unless within 30 days after the Authority receives the disclaimer the Authority notifies the person, the CCO or the member of the CCO holding company system that Authority has disallowed the disclaimer.
(4) The Authority shall grant a hearing if the person, CCO or member of a CCO holding company system that filed the disclaimer requests a hearing.

Notes

Or. Admin. R. 410-141-5315
DMAP 60-2019, adopt filed 12/18/2019, effective 1/1/2020

Statutory/Other Authority: ORS 413.042, 414.615, 414.625, 414.635 & 414.651

Statutes/Other Implemented: ORS 414.610 - 414.685

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