Or. Admin. R. 410-141-5340 - CCO HOLDING COMPANY REGULATION: Forms; General Requirements
Current through Register Vol. 60, No. 12, December 1, 2021
(1) Forms A, B, C,
D, E and F are intended to be guides in the preparation of the statements
required by OAR 410-141-5290 to OAR 410-141-5380, including but not limited to
the registration provisions thereof. The forms are not intended to be blank
forms that are to be filled in. The statements filed shall contain the numbers
and captions of all items, but the text of the items may be omitted if the
answers to the items are prepared so as to indicate clearly the scope and
coverage of the items. All instructions, whether appearing under the items of
the form or elsewhere, are to be omitted. Unless expressly provided otherwise,
if any item is inapplicable or the answer to any item is in the negative, an
appropriate statement to that effect shall be made.
(2) One complete copy of each statement,
including exhibits and all other papers and documents filed as a part of the
statement, shall be filed with the Authority by electronic delivery. Each
statement shall be signed and certified in the manner prescribed on the form.
Unsigned copies shall be confirmed. If the signature of any person is affixed
pursuant to a power of attorney or other similar authority, a copy of such
power of attorney or other authority shall also be filed with the
statement.
(3) Statements must be
prepared electronically and clearly named. Exhibits and financial statements,
unless specifically prepared for the filing, may be submitted in their original
size. All copies of any statement, financial statements or exhibits shall be
clear, easily readable, and suitable for printing. Debits in credit categories
and credits in debit categories shall be designated so as to be clearly
distinguishable as such on photocopies. Statements shall be in the English
language and monetary values shall be stated in United States currency. If any
exhibit or other paper or document filed with the statement is in a foreign
language, it shall be accompanied by a translation into the English language
and any monetary value shown in a foreign currency shall be converted into
United States currency.
Notes
Statutory/Other Authority: ORS 413.042, 414.615, 414.625, 414.635 & 414.651
Statutes/Other Implemented: ORS 414.610 - 414.685
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