S.D. Admin. R. 20:08:03:11 - Notice of net capital deficiency

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A broker-dealer shall file with the director an immediate notice whenever the net capital of the broker-dealer is less than is required in § 20:08:03:04.

Notes

S.D. Admin. R. 20:08:03:11

27 SDR 5, effective July 31, 2000; 30 SDR 211, effective July 1, 2004.

General Authority: SDCL 47-31B-605(a)(1).

Law Implemented: SDCL 47-31B-411(c).

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