S.D. Admin. R. 20:08:07:01 - Notice filing for open-end investment companies
Prior to any offer or sale of securities, issued by an open-end investment company, that are covered securities pursuant to section 18(b)(2) of the Securities Act of 1933, the following notice and fee must be submitted to the division:
A renewal filing is required annually.
General Authority: SDCL 47-31B-302(a), 47-31B-605(a)(1), 47-31B-605(b).
Law Implemented: SDCL 47-31B-103, 47-31B-302(a)(1) and (2), 47-31B-302(b), 47-31B-302(d).
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