Tenn. Comp. R. & Regs. 0020-06-.06 - PEER REVIEW RESULTS
(1) If the results
of a peer review reveal that the professional services of a firm location are
in general conformity with applicable professional standards, and the Committee
concurs, the firm shall be notified of the acceptance of the review.
(2) If the results of a peer review reveal
significant or certain departures from applicable professional standards, and
the Committee concurs, the Committee may:
(a)
Require the firm location to undergo an additional on-site or off-site
review;
(b) Require any individual
licensee who had responsibility for the professional services in question to
successfully complete specific courses or types of continuing education as
specified by the Committee;
(c)
Require that the firm location responsible for the professional services submit
all or specified categories of its engagements for a preissuance review in a
manner and for a duration prescribed by the Committee; and/or
(d) Inform the Board that the firm is not in
compliance with the Peer Review Program if it appears that the firm location is
unwilling or unable to comply with the Program, or the departures from
professional standards are so serious as to warrant consideration of possible
disciplinary action.
(3)
The costs of the remedial requirements imposed under subparagraphs (2)(a), (b)
and (c) shall be borne by the firm .
(4) The results of any remedial requirements
imposed under this rule are subject to review and approval by the Committee or
the Board's staff.
Notes
Authority: T.C.A. §§ 62-1-105(e)(6);62-1-111(a)(12) and (14) and 62-1-201.
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