Tenn. Comp. R. & Regs. 0180-17-.14 - NOTIFICATION REQUIREMENTS
Current through March 20, 2022
(1) In addition to
the events set forth in T.C.A. §
45-13-108, a licensee shall,
within fifteen (15) days of the occurrence of any of the following events, file
a written report with the commissioner describing the event and its expected
impact on the activities of the licensee in this state:
(a) The entry of a publicly available
administrative order against the licensee by a state or federal regulatory
agency, including, but not limited to, an emergency cease and desist order, an
order to cease and desist, an order to pay civil penalties, and an order to
make refunds.
Notes
Authority: T.C.A. §§ 45-1-107(h), 45-13-103 and 45-13-108(6).
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