10 Va. Admin. Code § 5-22-110 - Agency or marketing activity prohibited

Current through Register Vol.. 38, No. 17, April 11, 2022

An affiliated trust company may not act as agent for, or engage in any marketing activity on behalf of, its holding company or any affiliate of the trust company. An affiliated trust company may not distribute any prospectus or other sales literature relating to a particular security, and may not make any such information available at an office of the trust company.

Notes

10 Va. Admin. Code § 5-22-110
Derived from VR225-01-0205 § 11, eff. April 20, 1995.

Statutory Authority

§ 6.2-1034 of the Code of Virginia.

The following state regulations pages link to this page.



State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.